PL CAPITAL ADVISORS, LLC

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Adviser Profile

As of Date:

03/20/2024

Adviser Type:

- Large advisory firm

Number of Employees:

of those in investment advisory functions:

Registration:

SEC, Approved, 3/20/2014

Other registrations (2)

AUM:

304,853,451 -19.52%

of that, discretionary:

304,853,451 -19.52%

GAV:

304,853,451 -16.51%

Avg Account Size:

76,213,363 0.59%

SMA’s:

YES

Private Funds:

Contact Info

239 xxxxxxx

Websites :

Client Types:

+

Advisory Activities:

+

Compensation Arrangments:

+

Reported AUM

Discretionary

Non-discretionary

456M 391M 326M 261M 196M 130M 65M

2016 2017 2018 2019 2020 2021 2022 2023

Recent News

Capital Goods Conference Review - Tender Pipeline Looks Promising: Prabhudas Lilladher
03/23/2021

Prabhudas Lilladher Report We hosted eight capital good companies for PL Capital Goods Day in order to gain insights on bid pipeline, upcoming sectoral opportunities, various government initiatives and payment cycle and working capital intensity of various ...

bloombergquint.com

Trade setup for Friday: Top 14 things to know before Opening Bell
03/18/2021

Va Tech Wabag: The company's officials will attend PL — Capital Goods Day on March 19 ... The company's officials will interact with SBI Mutual Fund on March 19. DCM Shriram: The company's ...

MSN

Dave Portnoy Joins The Suits
03/08/2021

Management is willing to sell if they get the right offer, so shareholder activists with large positions including my friends at PL Capital and Larry Seidman are probably not going to need to ...

Seeking Alpha

ANNOUNCEMENTS ON Gujarat Apollo
02/24/2021

Now in terms of regulation 8 of the Buyback Regulations, we are enclosing herewith a copy of the DLOF as submitted to SEBI by the Manager to the Buyback, PL Capital Markets Private Limited ...

moneycontrol.com

Pie Radar GAV Count

Private Funds Structure

Fund Type	Count	GAV
Hedge Fund	4	$304,853,451

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Private Funds

GAV Count

Employees

Brochure Summary

Overview

PL Capital Advisors, LLC (“PL Capital Advisors”) is a Delaware limited liability company formed in January 2006 with its principal place of business located at 750 Eleventh Street South, Suite 202, Naples, FL 34102. PL Capital Advisors is controlled by John W. Palmer and Richard J. Lashley who are each co-managing members having overall responsibility for the day-to-day supervision and management of PL Capital Advisors’ business. At this time, PL Capital Advisors provides investment advice to four private investment funds, Financial Edge Fund, L.P., Financial Edge-Strategic Fund, L.P., Goodbody/PL Capital, L.P., and PL Capital/Focused Fund, L.P., all Delaware limited partnerships (the “Funds”). Each of the Funds is what is commonly referred to as a 3c-1 fund which refers to a section of the Investment Company Act of 1940, as amended (the “ICA”). Such Funds are currently open to investors who are “accredited investors” as defined in Rule 501 of Regulation D under the Securities Act of 1933, as amended (the “Securities Act”), and satisfy the “qualified client” standard of the Investment Advisers Act of 1940, as amended (the “Advisers Act”). PL Capital, LLC and Goodbody/PL Capital, LLC (the “General Partner Entities”) serve as the general partner of one or more of the Funds and are also controlled by Mr. Palmer and Mr. Lashley. In addition to the Funds, PL Capital Advisors also provides advisory services to a client under a separately managed account (“SMA”). The fee structure and brokerage direction are reflected in the SMA, but for all practical purposes, the SMA

is treated as if an additional fund for all investment related allocation and aggregation purposes. The fee structure under the SMA is comparable to that of the Funds and does not present any additional conflicts of interest. PL Capital Advisors directs the investment program of the Funds on a discretionary basis based on the investment strategy as described in Item 8: Method of Analysis, Investment Strategies and Risk of Loss. PL Capital Advisors conducts its own fundamental research of a wide range of “community” and regional banks and thrifts to determine their qualification for initial and continuing investment by the Funds. As part of its investment strategy, the Funds have a broad mandate to invest and trade in a variety of securities, including equity, debt or convertible securities, options, domestic and foreign securities and non-publicly traded securities, primarily all within the banking sector. PL Capital Advisors provides portfolio advisory and management services to the Funds based on their investment objectives, not based on the criteria or investment objective of any individual investor that contributes capital to the Funds (an “Investor”). Services are provided to the Funds in accordance with the Agreement of Limited Partnership of each Fund (each a “Limited Partnership Agreement”). PL Capital Advisors does not participate in wrap fee programs. As of December 31, 2022, PL Capital Advisors managed approximately $378,815,136 in assets on a discretionary basis. PL Capital Advisors does not manage any assets on a non- discretionary basis.