Adviser Profile

As of Date 03/31/2026
Registration SEC, Approved, 11/12/2013
Other registrations (2)
ADV Location ST. LOUIS, MO, United States
Contact Info 314 xxxxxxx
Websites
AUM* 3,536,310,209 45%
of that, discretionary 3,500,402,423 44%
Number of Employees 74 42%
of those in investment advisory functions 51 31%
Private Fund GAV* 0
Avg Account Size 320,289 27%
% High Net Worth 21.07% 1098%
SMA’s Yes
Private Funds 0

Adviser Type

- Large advisory firm

Client Types

- Individuals (other than high net worth individuals)
- High net worth individuals
- Corporations or other businesses not listed above

Advisory Activities

- Financial planning services
- Portfolio management for individuals and/or small businesses
- Selection of other advisers

Compensation Arrangments

- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)

Reported AUM

4B 3B 3B 2B 2B 1B 500M
2015 2016 2017 2018 2019 2020 2021 2022 2023 2024 2025 2026
Discretionary
Non-discretionary

Private Funds

No private funds

Employees

Form ADV-E Surprise Examination Reports

Accounting Firm Name Filing Date Form ADV-E
Accounting Firm Name ARMANINO Filing Date11/07/2023 Form ADV-E View Report
Accounting Firm Name ARMANINO Filing Date10/12/2023 Form ADV-E View Report

Top Holdings

Stock Ticker Stock Name $ Position % Position $ Change # Change
Stck Ticker037833100 Stock NameAPPLE INC $ Position$116,847,625 % Position5.00% $ Change15.00% # Change1.00%
Stck Ticker464287200 Stock NameISHARES TR $ Position$85,991,648 % Position3.00% $ Change25.00% # Change9.00%
Stck Ticker74762E102 Stock NameQUANTA SVCS INC $ Position$64,654,569 % Position3.00% $ Change22.00% # Change-7.00%
Stck Ticker808524300 Stock NameSCHWAB STRATEGIC TR $ Position$47,468,258 % Position2.00% $ Change19.00% # Change3.00%
Stck Ticker808524805 Stock NameSCHWAB STRATEGIC TR $ Position$51,813,723 % Position2.00% $ Change12.00% # Change0.00%
Stck Ticker808524201 Stock NameSCHWAB STRATEGIC TR $ Position$54,303,889 % Position2.00% $ Change16.00% # Change1.00%
Stck Ticker464287226 Stock NameISHARES TR $ Position$38,954,852 % Position2.00% $ Change6.00% # Change6.00%
Stck Ticker594918104 Stock NameMICROSOFT CORP $ Position$43,896,327 % Position2.00% $ Change2.00% # Change1.00%
Stck Ticker025072349 Stock NameAMERICAN CENTY ETF TR $ Position$45,095,754 % Position2.00% $ Change19.00% # Change5.00%
Stck Ticker17275R102 Stock NameCISCO SYS INC $ Position$38,380,863 % Position2.00% $ Change49.00% # Change-2.00%

Brochure Summary