Overview
A. Firm Description
Superfund Advisors, Inc. (referred to herein as “Superfund Advisors” and/or “Firm”) is a
corporation organized pursuant to laws of Grenada. Superfund Advisors engages in advisory
activities, and as such, is registered with the United States Securities and Exchange Commission
(“SEC”). Superfund Advisors is a registered investment adviser under the federal Investment
Advisers Act of 1940 (the “Advisers Act”).
Superfund Advisors is also registered with the National Futures Association (“NFA”) and the
Commodities Futures Trading Commission (“CFTC”) as a Commodities Trading Advisor
(“CTA”) and Commodity Pool Operator (“CPO”). In order to avoid confusion by the reader of this
document, we recognize that the NFA and CFTC refer to registered individuals as Associated
Persons, while the SEC refers to registered individuals as Access Persons. For consistency
purposes, we have elected to refer to all registered individuals as Access Persons within
this
Brochure.
B. Types of Advisory Services
Superfund Advisors primarily serves as a portfolio manager for an affiliated Investment Company,
the Superfund Managed Futures Strategy Fund and its subsidiary, Superfund Managed Futures
Strategy (Cayman) Fund Ltd. The Fund and its subsidiary were closed to new investments as of
December 19, 2023 and are no longer pursuing their stated investment objectives. The Fund and
its subsidiary are scheduled to be liquidated on or about March 29, 2024 pursuant to an approved
Plan of Liquidation.
C. Client Tailored Services and Client Imposed Restrictions
Superfund Advisors has an Investment Management Agreement with each fund it manages. These
agreements set forth the permissible investments for the respective fund(s).
D. Wrap Fee Programs
Superfund Advisors, Inc. does not sponsor or manage a wrap fee program.
E. Amounts of Assets Under Management
As of December 31, 2023, Superfund Advisors had approximately $4,806,281 in Assets Under
Management.