9AT: PALLADIN CONSUMER RETAIL PARTNERS, LLC

other names

PALLADIN CONSUMER RETAIL PARTNERS, LLC
PALLADIN CAPITAL GROUP INC. (RELYING ADVISER)
PALLADIN PARTNERS GP, LLC (RELYING ADVISER)
PALLADIN INVESTMENTS LLC (RELYING ADVISER)
PALLADIN CAPITAL GROUP, LLC

Adviser Profile

As of Date	03/30/2026
ADV Location	BOSTON, MA, United States
Adviser Type - Large advisory firm
Number of Employees	9
of those in investment advisory functions	8
Registration	SEC, Approved, 01/02/2013

AUM^*	457,340,655 -16%
of that, discretionary	457,340,655 -16%
Private Fund GAV^*	488,710,355 -20%
Avg Account Size	28,583,791 -16%
SMA’s	No
Private Funds	16
Contact Info	617 xxxxxxx
Websites

Client Types

- Pooled investment vehicles

Advisory Activities

- Portfolio management for pooled investment vehicles

Compensation Arrangments

- A percentage of assets under your management
- Performance-based fees

Fund Type	Count	GAV
Fund TypePrivate Equity Fund	Count16	GAV$488,710,355

Adviser	Hedge Fund	Liquidity Fund	Private Equity Fund	Real Estate Fund	Securitized Asset Fund	Venture Capital Fund	Other Fund	Total Private Fund GAV	AUM	#Funds
Adviser TRP CAPITAL ADVISORS, LLC	Hedge Fund-	Liquidity Fund-	Private Equity Fund107.2m	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV107.2m	AUM82.5m	#Funds11
Adviser SHOREHILL CAPITAL LLC	Hedge Fund-	Liquidity Fund-	Private Equity Fund576.2m	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV576.2m	AUM576.2m	#Funds2
Adviser HEALTHEDGE INVESTMENT PARTNERS	Hedge Fund-	Liquidity Fund-	Private Equity Fund675.8m	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV675.8m	AUM325.8m	#Funds7
Adviser TECHQUITY CAPITAL MANAGEMENT	Hedge Fund-	Liquidity Fund-	Private Equity Fund347.7m	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV347.7m	AUM329.0m	#Funds2
Adviser RIVERCREST CAPITAL MANAGEMENT LLC	Hedge Fund-	Liquidity Fund-	Private Equity Fund252.8m	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV252.8m	AUM285.7m	#Funds4
Adviser TILIA HOLDINGS, LLC	Hedge Fund-	Liquidity Fund-	Private Equity Fund311.9m	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV311.9m	AUM311.9m	#Funds3
Adviser TRGP INVESTMENT PARTNERS, LP	Hedge Fund-	Liquidity Fund-	Private Equity Fund654.3m	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV654.3m	AUM726.8m	#Funds12
Adviser WAVE EQUITY PARTNERS	Hedge Fund-	Liquidity Fund-	Private Equity Fund390.2m	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund613.6m	Other Fund-	Total Private Fund GAV1.6b	AUM563.8m	#Funds23
Adviser BASIN OIL AND GAS MANAGEMENT, LP	Hedge Fund-	Liquidity Fund-	Private Equity Fund492.7m	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV492.7m	AUM492.7m	#Funds5
Adviser PERMANENT EQUITY MANAGEMENT	Hedge Fund-	Liquidity Fund-	Private Equity Fund508.8m	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV508.8m	AUM508.8m	#Funds3

Brochure Summary

Overview

A: Firm Description Palladin Consumer Retail Partners, LLC, formerly known as Palladin Capital Group, LLC, is a Delaware limited liability company formed on March 16, 2012, and is wholly owned by Mark J. Schwartz and entities affiliated with Mr. Schwartz. Palladin Capital Group, Inc., (referred to herein collectively with Palladin Consumer Retail Partners, LLC, as “Palladin”) is a Delaware corporation formed on August 13, 1997, and is wholly owned by Mark J. Schwartz. B: Types of Advisory Services Palladin currently provides investment advisory services on a discretionary and non- discretionary basis to private pooled investment vehicles not registered under the Investment Company Act of 1940, as amended (the “Funds”). References throughout this brochure to “a Fund” or “Funds” are generally intended to cover any existing or future private fund advised or sponsored by Palladin, including any co-investment vehicles. C: Tailored Services Investments in the Funds are managed in accordance with the applicable Fund’s strategy and guidelines set forth in the

relevant Fund documents and are generally not managed based upon the particular interests of an investor. Accordingly, investors must consider whether the Fund meets their investment objectives and tolerance prior to investing. Information about the Funds, including any relevant restrictions, can be found in the Fund offering documents, which are only provided to qualified current and prospective investors through Palladin or another authorized party. Additionally, Palladin provides services, such as monitoring, to portfolio companies held in private pooled investment vehicles to the extent set forth in the relevant limited partnership agreement. Clients are typically not permitted to impose restrictions on investing in certain securities or types of securities, unless an exception is agreed upon by Palladin in writing. D: Wrap Fee Programs Palladin does not participate in any wrap fee programs. E: Client Assets Under Management As of December 31, 2023, Palladin managed approximately $546,197,247 in regulatory assets under management, all on a discretionary basis.

PALLADIN CONSUMER RETAIL PARTNERS, LLC

Adviser Profile

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Compensation Arrangments

Reported AUM

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