A: Firm Description
Palladin Consumer Retail Partners, LLC, formerly known as Palladin Capital Group,
LLC, is a Delaware limited liability company formed on March 16, 2012, and is wholly
owned by Mark J. Schwartz and entities affiliated with Mr. Schwartz. Palladin Capital
Group, Inc., (referred to herein collectively with Palladin Consumer Retail Partners,
LLC, as “Palladin”) is a Delaware corporation formed on August 13, 1997, and is wholly
owned by Mark J. Schwartz.
B: Types of Advisory Services
Palladin currently provides investment advisory services on a discretionary and non-
discretionary basis to private pooled investment vehicles not registered under the
Investment Company Act of 1940, as amended (the “Funds”). References throughout
this brochure to “a Fund” or “Funds” are generally intended to cover any existing or
future private fund advised or sponsored by Palladin, including any co-investment
vehicles.
C: Tailored Services
Investments in the Funds are managed in accordance with the applicable Fund’s
strategy and guidelines set forth in the
relevant Fund documents and are generally not
managed based upon the particular interests of an investor. Accordingly, investors must
consider whether the Fund meets their investment objectives and tolerance prior to
investing. Information about the Funds, including any relevant restrictions, can be
found in the Fund offering documents, which are only provided to qualified current and
prospective investors through Palladin or another authorized party. Additionally,
Palladin provides services, such as monitoring, to portfolio companies held in private
pooled investment vehicles to the extent set forth in the relevant limited partnership
agreement.
Clients are typically not permitted to impose restrictions on investing in certain
securities or types of securities, unless an exception is agreed upon by Palladin in
writing.
D: Wrap Fee Programs
Palladin does not participate in any wrap fee programs.
E: Client Assets Under Management
As of December 31, 2023, Palladin managed approximately $546,197,247 in regulatory
assets under management, all on a discretionary basis.