TCW SPECIAL SITUATIONS, LLC

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Adviser Profile

Registration status Terminated
As of Date 03/15/2024
Adviser Type - Related adviser
Number of Employees 24
of those in investment advisory functions 12
AUM* 21,564,499
of that, discretionary 21,564,499
Private Fund GAV* 0 -100.00%
Avg Account Size 21,564,499
SMA’s No
Private Funds 0 1
Contact Info 213 xxxxxxx
Websites

Client Types

- Pooled investment vehicles

Advisory Activities

- Portfolio management for pooled investment vehicles

Compensation Arrangments

- A percentage of assets under your management
- Performance-based fees

Recent News

Reported AUM

Discretionary
Non-discretionary
532M 456M 380M 304M 228M 152M 76M
2015 2016 2017 2018 2019 2020 2021 2022 2023

Private Funds



Employees

Brochure Summary

Overview

WHO WE ARE. We are an investment adviser registered with the SEC under the Investment Advisers Act of 1940, as amended (the “Advisers Act”), and have been since January, 2013. We are a Delaware limited liability company. We are wholly-owned by The TCW Group, Inc., a Nevada corporation (“TCW Group”). In February 2013, TCW management and private investment funds affiliated with alternative asset manager The Carlyle Group (together with such affiliated funds, “Carlyle”) acquired TCW Group. On December 27, 2017, Nippon Life Insurance Company acquired a 24.75% minority stake in TCW Group. As a result of the transaction, TCW management and employees have increased their ownership in the firm to approximately 44.07% and Carlyle maintains a 31.18% interest in TCW Group. THE SERVICES WE OFFER. We offer discretionary investment management services regarding securities and other financial instruments to closed-end private commingled investment funds advised and/or managed by us
and/or our affiliates (“Funds”). We invest these assets primarily in privately originated loans to middle market borrowers. We may agree with one or more funds we manage on investment guidelines that restrict the securities we invest in on their behalf. Investors in the Funds include private or government investment funds and institutions, including pension funds, high net worth individuals, family offices and others. These are generally sophisticated investors and often have internal and external consultants and advisers to assist them with determinations of their individual needs, such as allocations among types of investments, and do not seek those determinations from us. ASSETS UNDER MANAGEMENT. As of December 31, 2022, we had $21,564,499 in discretionary assets under management and $0 in non-discretionary assets under management. The TCW Group of Companies, including affiliated entities, had approximately $205.2 billion in assets under management as of that date.