9AT: KOSMOS MANAGEMENT LLC

other names

KOSMOS MANAGEMENT LLC

Adviser Profile

As of Date	03/31/2026
Registration	SEC, Approved, 10/05/2012
ADV Location	SEATTLE, WA, United States
Contact Info	206 xxxxxxx
Websites

AUM^*	2,205,900,876 56%
of that, discretionary	2,205,900,876 69%
Private Fund GAV^*	2,205,900,878 37%
Avg Account Size	183,825,073 69%
SMA’s	No
Private Funds	13 6

Adviser Type

- Large advisory firm

Number of Employees 34 62%

of those in investment advisory functions 7 -13%

Client Types

- Pooled investment vehicles

Advisory Activities

- Portfolio management for pooled investment vehicles

Compensation Arrangments

- A percentage of assets under your management
- Performance-based fees

SEC Fund Type	Count	GAV
Fund TypePrivate Equity Fund	Count7	GAV$1,036,086,067
Fund TypeSecuritized Asset Fund	Count6	GAV$1,169,814,811

Adviser	Hedge Fund	Liquidity Fund	Private Equity Fund	Real Estate Fund	Securitized Asset Fund	Venture Capital Fund	Other Fund	Total Private Fund GAV	AUM	#Funds
Adviser MILLS WEALTH ADVISORS, LLC	Hedge Fund-	Liquidity Fund-	Private Equity Fund76.1k	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV76.1k	AUM548.7m	#Funds2
Adviser MT. RAINIER GROUP, LLC	Hedge Fund-	Liquidity Fund-	Private Equity Fund81.6m	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV81.6m	AUM-	#Funds3
Adviser MOUNT LOGAN MANAGEMENT	Hedge Fund-	Liquidity Fund-	Private Equity Fund213.7m	Real Estate Fund-	Securitized Asset Fund557.7m	Venture Capital Fund-	Other Fund-	Total Private Fund GAV771.5m	AUM2.0b	#Funds9
Adviser FWM LEGACY, LLC	Hedge Fund-	Liquidity Fund-	Private Equity Fund22.5m	Real Estate Fund-	Securitized Asset Fund4.5m	Venture Capital Fund-	Other Fund4.3m	Total Private Fund GAV31.3m	AUM-	#Funds4
Adviser ICG INVESTMENTS INC	Hedge Fund1.8b	Liquidity Fund-	Private Equity Fund30.5b	Real Estate Fund-	Securitized Asset Fund3.4b	Venture Capital Fund-	Other Fund4.4b	Total Private Fund GAV40.1b	AUM49.7b	#Funds121
Adviser NUVEEN ALTERNATIVES ADVISORS LLC	Hedge Fund-	Liquidity Fund-	Private Equity Fund390.1m	Real Estate Fund5.5b	Securitized Asset Fund11.3b	Venture Capital Fund-	Other Fund1.5b	Total Private Fund GAV18.7b	AUM142.0b	#Funds79
Adviser CREDIT SUISSE ASSET MANAGEMENT, LLC	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM59.9b	#Funds-
Adviser BLACK DIAMOND CAPITAL MANAGEMENT	Hedge Fund3.7b	Liquidity Fund-	Private Equity Fund5.7b	Real Estate Fund161.2m	Securitized Asset Fund2.9b	Venture Capital Fund-	Other Fund-	Total Private Fund GAV12.5b	AUM10.7b	#Funds47
Adviser JEFFERIES FINANCE LLC	Hedge Fund-	Liquidity Fund-	Private Equity Fund8.1b	Real Estate Fund-	Securitized Asset Fund6.7b	Venture Capital Fund-	Other Fund-	Total Private Fund GAV14.8b	AUM24.6b	#Funds65
Adviser GRANITE STATE CAPITAL MANAGEMENT, LP	Hedge Fund-	Liquidity Fund-	Private Equity Fund4.7m	Real Estate Fund-	Securitized Asset Fund148.3m	Venture Capital Fund-	Other Fund-	Total Private Fund GAV153.0m	AUM1.3b	#Funds10

Brochure Summary

Overview

Kosmos Management LLC (“Kosmos,” the “firm,” “we”, “us” or “our”), a Delaware limited liability company, was founded in April, 2011. G. Chris Kosmos and certain of his family members are the principal owners of, and control, Kosmos. Kosmos currently provides both discretionary and non-discretionary investment management services related to a specific limited investment strategy to seven funds organized as Delaware limited partnerships. Either Kosmos Funds LLC or Kosmos Funds KUV LLC, each an affiliate, are the general partner of three of these partnerships (the “General Partner”). The Funds’ investment strategy is to generate a stable income stream by investing in life settlement policies and annuities in accordance with certain criteria specified in the governing documents and agreements pertaining to each partnership. Kosmos does not currently manage any other investment entities or separate accounts but anticipates that it may provide investment advisory service to separately managed accounts and may launch new investment funds in the future that employ the same or similar investment strategy (each such separate account or fund, together with the Funds, a “Fund” and collectively, the “Funds”). Kosmos currently limits its advisory services to the types of investments used in the investment strategy described above. The terms for each Fund are disclosed in detail in the relevant client agreements and/or Fund’s offering documents that are

provided to prospective investors prior to investment. Each Fund will be managed in accordance with the investment objectives, strategies and guidelines and the terms and conditions of investment, set out, to the extent applicable, in their respective organizational, governing and other related documents (together, the “Governing Documents”). A prospective Fund Investor must consider whether a Fund is an appropriate investment, including with respect to such Fund Investor’s investment objectives and risk tolerance. Kosmos treats each Fund as an “advisory client” or “client.” A single investor Fund may be structured with Investor-imposed restrictions that limit the discretionary authority of Kosmos and tailor the advisory service to the needs of the client. With respect to pooled Funds, Kosmos neither tailors its advisory services to the individual needs of investors in the Funds (each, a “Fund Investor”) nor generally accepts Fund Investor-imposed investment restrictions with respect to the Funds. Kosmos may take into consideration the general characteristics of its target Fund Investors, but not necessarily the characteristics of any specific Fund Investor. An investment in a Fund does not, in and of itself, create a client-adviser relationship between any Fund Investor and Kosmos. As of December 31, 2023, Kosmos had approximately $112,000,000 of assets managed on a non- discretionary basis and $1,304,000,000 of assets under discretionary management.

KOSMOS MANAGEMENT LLC

Adviser Profile

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Overview