A. Description of Firm Kingsbridge Wealth Management, Inc. (“KWM” or the “Firm”) is a Las Vegas, Nevada based investment advisory firm founded in 2009 and registered with the U.S. Securities and Exchange Commission (“SEC”) in 2012. KWM offers investment advisory services to individuals, trusts, estates, charitable organizations, corporations, private fund(s), and other organizations. The principal owner of KWM is David J. Dunn who serves as the Firm’s President. B. Types of Advisory Services Offered Separately Managed Accounts KWM provides investment advisory services to individuals, trusts, estates, charitable organizations, corporations and other organizations through the use of separately managed accounts. KWM emphasizes continuous personal client contact and interaction in providing discretionary investment management services. Further, KWM works with its clients to identify their investment goals and objectives as well as risk tolerance to create an initial portfolio allocation designed to complement its clients’ goals and objectives. KWM may create a portfolio, consisting of traditional asset classes of fixed income and domestic equities, exchange traded funds (“ETFs”), mutual funds, options or other securities and non-public investments, including the private fund managed by KWM. Cash represents either money market funds or cash equivalents. KWM will determine a portfolio that is suitable to a managed account client’s goals, objectives, circumstances, and risk tolerance. Once the appropriate portfolio has been determined, KWM will manage the client’s portfolio in accordance with the client’s investment goals and objectives. The client will have the opportunity to place reasonable restrictions on the types of investments to be held in the portfolio. KWM’s strategy, generally, will be to seek to meet client investment objectives while providing clients with access to personal advisory services on at least an annual basis, or more often, depending upon prior agreement. Separately managed account clients may also invest a portion of their account in the privately offered pooled investment vehicles managed by KWM (referenced below). Investment strategies may include long term, short-term, trading, and option writing strategies. Each portfolio will be initially designed to meet the particular investment goals of the client. Kingsbridge Wealth Management also makes available to clients the FICA For Advisors cash management program (“FICA Program”) offered by StoneCastle Network, LLC (“StoneCastle”), an affiliate of StoneCastle Cash Management, LLC. The FICA Program allows customers the ability to protect their money by placing it in deposit accounts at banks, savings institutions and credit unions (collectively, “Insured Depositories”) in a manner that maintains full insurance of the funds by the Federal Deposit Insurance Corporation (“FDIC”) or National Credit Union Administration (“NCUA”), whichever is applicable. Funds will be deposited within StoneCastle’s network of Insured Depositories (“Deposit Network”). StoneCastle requires no minimum deposit to open a FICA Program account. Kingsbridge Wealth Management will earn a placement fee from StoneCastle if clients participate in this program. Kingsbridge Wealth Management will assist clients in signing up for this program and facilitating the transfer of funds between the client’s like- named accounts. Kingsbridge Wealth Management does not provide investment advisory services for these accounts and does not charge the clients a fee for participating in this program. Private Fund Management KWM provides investment management services on a discretionary basis to the Kingsbridge Alternative Strategies Fund, LP (Series A, B and C), Kingsbridge Ventures I, LP, Kingsbridge Ventures IV, LP, Kingsbridge Ventures V, LP, Kingsbridge Ventures RLF, LP and Kingsbridge SPV II, LP (the “Funds”). The Kingsbridge Alternative Strategies Fund, LP is a 3(c)5 fund and requires investors to be Qualified Clients or Accredited Investors. Kingsbridge Ventures I, LP, Kingsbridge Ventures IV, LP, Kingsbridge Ventures V, LP, Kingsbridge Ventures RLF, LP and Kingsbridge SPV II, LP (the “Venture Funds”) are available to high-net-worth

individuals and businesses each of whom are either a “Accredited Investor”, “Qualified Client” or “Qualified Purchaser” as the term is defined in Regulation D under the Securities Act of 1933, as amended (the “Securities Act”), Prospective investors will be provided with a Confidential Private Placement Memorandum (the “Offering Memorandum”), when available, and Limited Partnership Agreement and Subscription Documents that give the details of the investment objectives, risks, fees, and other important information about the Funds. The Kingsbridge Alternative Strategies Fund, LP is a single strategy investing in alternative investments, including, Home Equity Investments, as outlined in the Limited Partnership Agreement. The Kingsbridge Alternative Strategies Fund, LP requires investors to be Qualified Clients and Accredited Investors. The Fund may invest directly in alternative investments, unaffiliated private funds, mutual funds, private equity funds, investment trusts and independently managed accounts, or similar investment vehicles that, in-turn, employ a wide variety of investment strategies. The Kingsbridge Alternative Strategies Fund, LP’s investment strategies are described in the Offering Memorandum. The Fund and its underlying investors may not otherwise impose restrictions on investing in certain securities or types of securities. Additionally, KWM provides investment management services for Kingsbridge Ventures I, LP, Kingsbridge Ventures IV, LP, Kingsbridge Ventures V, LP, Kingsbridge Ventures RLF, LP and Kingsbridge SPV II, LP , which pursue venture capital investments through private funds and directly in private companies. Each entity holds a specific number of investments and once closed is not open for further investment. Financial Planning and Consulting Services KWM provides a variety of financial planning services, pursuant to a written agreement, to individuals, families and other clients regarding the management of their financial resources based upon an analysis of a client’s current situation, goals, and objectives. This planning or consulting may encompass one or more of the following areas: investment planning, retirement planning, estate planning, charitable planning, education planning, and business planning. Fees for this service are discussed under Item 5. As part of this service, KWM offers concierge services such as bill paying pursuant to a written agreement. KWM’s financial planning services involve preparing a financial plan or rendering a financial consultation for clients based on the client’s financial goals and objectives. C. Advisory Agreements Prior to engaging KWM to provide investment advisory services for the separately managed accounts, the client will be required to enter into one or more written agreements with KWM setting forth the terms and conditions under which KWM shall render its services (collectively the “Agreement”).In accordance with Rule 204-3 under the Investment Advisers Act of 1940, as amended (“Advisers Act”), KWM will provide a brochure and one or more brochure supplements to each client or prospective client prior to or contemporaneously with the execution of an investment advisory agreement. The Agreement between KWM and the client will continue in effect until terminated by either party pursuant to the terms of the Agreement. KWM’s annual fee shall be prorated through the date of termination as defined in the Agreement and any remaining balance shall be charged or refunded to the client, as appropriate, in a timely manner. Thereafter, the Agreement between KWM and the client will continue in effect until terminated by either party pursuant to the terms of the Agreement. Neither KWM nor the client may assign the Agreement without the consent of the other party. Transactions that do not result in a change of actual control or management of KWM shall not be considered an assignment. D. Wrap Fee Programs KWM does not participate in wrap fee programs. E. Assets Under Management As of December 31 2023, the following represents the amount of client assets under management by KWM: Type of Account Assets Under Management (“AUM”) Discretionary $453,101,460 Non-Discretionary $0 Total: $453,101,460