Advisory Firm Signature Investment Advisors, LLC® ("SIA") has been providing Investment Advisory Services since 2011. The firm is a Registered Investment Advisor under the Investment Advisers Act of 1940. SIA is wholly owned by Signature Financial Service Group, LLC, which is owned primarily by a consortium of employees and investors through Reverence Capital Partners Opportunities Fund V, L.P. As of December 31, 2023, SIA has $4,162,828,816 of assets under supervision on a discretionary basis, and $769,243,769 of assets under supervision on a non-discretionary basis. Advisory Services Clients, with their independent Financial Advisor, work with an SIA Relationship Manager to determine the appropriate Investment Management Service to match the client’s need.
• Signature Elite
• Signature Allocation Series
• Signature Target Strategies Signature Elite SIA provides investment management services under a program called “Signature Elite.” Signature Elite is a six-step investment management process designed to assist clients with their financial goals and objectives.
• Determine investors needs and objectives
• Assess risk tolerance and investor suitability
• Review asset allocation
• Implement strategic plan
• Rebalance and monitor portfolio
• Report the results Signature Elite is a non-discretionary service. Prior to making changes, SIA will make a recommendation for client approval. If approved, the Financial Advisor will place the transaction. The portfolio is monitored on a continuous basis. Services are based on the individual needs of the client. An initial interview and data gathering questionnaire are undertaken to determine the client’s financial situation and investment objectives. When reviewing the asset allocation with clients, SIA may recommend stocks, bonds, open-end mutual funds, closed-end mutual funds, exchange traded funds (“ETFs”), exchange traded notes (“ETNs”), unit investment trusts, bank certificates of deposit, preferred stocks, options, structured products, hedge funds and/or private placements. SIA may also recommend portion(s) of the portfolio to a Third-Party Money Manager. The Third-Party Money Manager will supervise that portion of the portfolio on a discretionary basis. The advice provided by SIA under Signature Elite is limited to the security types and strategies mentioned above. The client may impose reasonable restrictions on the management of the account. Restrictions are subject to the SIA’s acceptance. At least quarterly, SIA will notify the client in writing to contact SIA if there have been any changes in the client’s financial situation, investment objectives or to impose or modify account restrictions. SIA will contact or attempt to contact the client annually on these matters. It is the client’s responsibility to notify SIA any time there are changes. Clients may call in at any time during normal business hours to discuss directly with SIA about the client’s account, financial situation, or investment needs. A qualified custodian maintains client funds and securities in a separate account for Client under Client’s name. The client will retain rights of ownership of all securities and funds in the account to the same extent as if the client held the securities and funds outside SIA. Clients will receive from the custodian timely confirmations and at least quarterly statements containing a description of all transactions and all account activity. In addition to custodial statements, SIA sends quarterly reports to clients. Clients will also be working with their independent Financial Advisor that referred the Signature Elite account. The independent Financial Advisor as “Soliciting Rep” on behalf of SIA may assist in the initial data gathering and development of the Investment Policy Statement (“IPS”) in conjunction with the client. However, all trading activity will be discussed between the client and SIA directly. The attached brochure supplements give additional information on key persons. Signature Allocation Series SIA provides investment management services under a program called Signature Allocation Series (“SAS”). SAS is a six-step investment management process designed to assist clients with their financial goals and objectives. SAS uses the same six-step process used in Signature Elite. SAS is a discretionary service. The portfolio is supervised (monitored) on a continuous basis by SIA’s Chief Investment Officer (Deron McCoy) and his team. Mr. McCoy will rebalance the portfolio within the asset allocation range as needed, without contacting the client. (Mr. McCoy’s brochure supplement is attached to this brochure.) SIA will have the limited power of attorney to select securities to be bought and sold (subject to the restrictions in the Investment Policy Statement), and the quantities. When reviewing the asset allocation with clients, clients will work with their Relationship Manager and/or Financial Advisor to create an Investment Policy Statement that will identify the asset allocation classes, investment styles, and other guidelines. Services are based on the individual needs of the client. An initial interview and data gathering questionnaire are undertaken to determine the client’s financial situation and investment objectives. SAS accounts may use stocks, bonds, open-end mutual funds, closed-end mutual funds, exchange traded funds (“ETFs”), exchange traded notes (“ETNs”), unit investment trusts, bank certificates of deposit, preferred stocks, options, structured products, hedge funds and/or private placements. The advice provided by SIA under SAS is limited to the security types mentioned above. The client is given the opportunity to impose reasonable restrictions on the management of the account. Buy / Sell restrictions must be symbol specific. The security must have a symbol and be listed on an exchange. A buy / sell restriction cannot be based on an idea, CUSIP, fund family, theme, bond or company name. The client is responsible for updating all buy / sell restriction instructions as necessary for situations including but not limited to conversions, symbol changes or any other activity where the specific instructions SIA has on file no longer accurately represents the instructions. Buy / sell restriction are subject to the manager’s acceptance. At least quarterly, SIA will notify the client in writing to contact SIA if there have been any changes in the client’s financial situation, investment objectives or to impose or modify account restrictions. SIA will contact or attempt to contact the client annually on these matters. It is the client’s responsibility to notify SIA any time there are changes. Clients may call in at any time during normal business hours to discuss directly with SIA about the client’s account, financial situation, or investment needs. A qualified custodian maintains client funds and securities in a separate account for the Client under Client’s name. The client will retain rights of ownership of all securities

and funds in the account to the same extent as if the client held the securities and funds outside SIA. Clients will receive from the custodian/brokerage firm timely confirmations and at least quarterly statements containing a description of all transactions and all account activity. In addition to custodial statements, SIA sends quarterly reports to clients. SAS Platforms SAS consists of six model platforms (“S1, S2, S3, S4, S4+ & NTF”) with multiple asset classes, investment styles and vehicles. Each platform employs different investment vehicles according to the chart below. The Investment Policy Statement will indicate which platform is used as the base model, which can be further customized based on client need. Platform Exchange Traded Products Mutual Funds Individual Bonds Individual Stocks No Transaction Fee Mutual Funds S1 X S2 X X S3 X X X S4 X X X X S4+ X X X X NTF X Signature Targeted Strategies SIA provides investment management services under a program called Signature Targeted Strategies (“STS”). STS is an investment management process designed to target specific investment objectives or themes. STS is a discretionary service. The portfolio is supervised (monitored) on a continuous basis by SIA’s Chief Investment Officer (Deron McCoy) and his team. Mr. McCoy will rebalance or trade the account as needed, without contacting the client. (Mr. McCoy’s brochure supplement is attached to this brochure.) STS accounts may use stocks, bonds, open-end mutual funds, closed-end mutual funds, exchange traded funds (“ETFs”), exchange traded notes (“ETNs”), unit investment trusts, bank certificates of deposit, preferred stocks, options, structured products, hedge funds and/or private placements. SIA will have the limited power of attorney to hire and fire sub-managers, select securities to be bought and sold, and the quantities (subject to the restrictions in the Investment Policy Statement). The advice provided by SIA under STS is limited to the security types mentioned above. Services are based on the individual needs of the client pursuant to the theme as stated in the Investment Policy Statement. An initial interview and data gathering questionnaire are undertaken to determine the client’s financial situation and investment objectives. STS employs an active allocation approach that will use a combination of the security types mentioned above and sub-managers to target the specific investment objective or theme as stated in the Investment Policy Statement. The client is given the opportunity to impose reasonable restrictions on the management of the account. Buy / Sell restrictions must be symbol specific. The security must have a symbol and be listed on an exchange. A buy / sell restriction cannot be based on an idea, CUSIP, fund family, theme, bond or company name. The client is responsible for updating all buy / sell restriction instructions as necessary for situations including but not limited to conversions, symbol changes or any other activity where the specific instructions SIA has on file no longer accurately represents the instructions. Buy / sell restriction are subject to the manager’s acceptance. Targeted Strategies are designed to be a part of, or supplement to, and not a substitute for, an overall well-diversified investment portfolio. At least quarterly, SIA will notify the client in writing to contact SIA if there have been any changes in the client’s financial situation, investment objectives, or to impose or modify account restrictions. SIA will contact or attempt to contact the client not less than annually on these matters. It is the client’s responsibility to notify SIA at any time there are changes. Clients may call in at any time during normal business hours to discuss directly with SIA about the client’s account, financial situation, or investment needs. A qualified custodian maintains client funds and securities in a separate account, for the Client, under the Client’s name. The client will retain rights of ownership of all securities and funds in the account to the same extent as if the client held the securities and funds outside SIA. Clients will receive from the custodian/brokerage firm timely confirmations and at least quarterly statements containing a description of all transactions and all account activity. In addition to custodial statements, SIA sends quarterly reports to clients. Sponsor Firm Model SIA strategies are available to Financial Advisors and their End Clients through a turnkey asset management program which is sponsored by a third-party investment advisory firm (the “Sponsor Firm,” “Envestnet”). The Sponsor Firm provides independent Financial Advisors the ability to access the various strategies. Your independent Financial Advisor will help you determine the appropriate strategies to invest in. The Sponsor Firm will track and report SIA’s performance and will provide custodial and execution services for the end Client’s account(s). SIA sends trade instructions to the Sponsor Firm for execution. The client may impose reasonable restrictions on the management of the account. Restrictions are subject to acceptance by SIA and Sponsor Firm. When strategies are accessed via the Sponsor Firm, SIA does not have any direct agreement with the End Client. Under the Sponsor Firm Model, SIA acts solely as strategist/model provider, and/or model manager to Sponsor Firms. End Clients should consult their independent Financial Advisor or Sponsor Firms for more information. Distribution Partnerships SIA enters into Distribution Support Agreements with selected third-party firms to enhance the distribution and marketing of our investment advisory programs. These agreements are part of our strategy to make our services accessible to a wider range of investors through established networks of financial professionals. Under these agreements, SIA compensates the third-party firms for allowing us access to their platforms and for their support in promoting our investment advisory programs. This support may include, but is not limited to, marketing assistance, provision of educational materials, and training for their affiliated financial professionals. It is important to note that the fees paid under these agreements are not for direct client referrals. Instead, they are intended to facilitate the broader distribution of our services and to leverage the third-party firms’ resources to better support financial professionals in offering our programs to their clients. The terms of each Distribution Support Agreement, including the nature of the support provided and the fees paid, are determined on a case-by-case basis. Ancillary Services Seminars: SIA provides seminar services. These seminars may include presentations on current events, economic trends and cycles, market cycles, investment fundamentals, financial products, equities, fixed income, alternative investments, and/or financial planning strategies. A fee is not charged to those in attendance.