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Adviser Profile

As of Date 07/16/2024
Adviser Type - Large advisory firm
Number of Employees 17 -5.56%
of those in investment advisory functions 14
Registration SEC, Approved, 03/05/2012
AUM* 1,463,025,017 25.84%
of that, discretionary 1,463,025,017 25.84%
Private Fund GAV* 1,136,266,268 -18.65%
Avg Account Size 69,667,858 25.84%
SMA’s No
Private Funds 20 1
Contact Info (21 xxxxxxx
Websites

Client Types

- Pooled investment vehicles
- Other

Advisory Activities

- Portfolio management for individuals and/or small businesses
- Portfolio management for pooled investment vehicles
- Selection of other advisers

Compensation Arrangments

- A percentage of assets under your management
- Performance-based fees

Recent News

Reported AUM

Discretionary
Non-discretionary
2B 1B 1B 883M 662M 441M 221M
2015 2016 2017 2018 2019 2020 2021 2022 2023

Private Funds



Employees

Private Funds Structure

Fund Type Count GAV
Fund TypeHedge Fund Count7 GAV$721,315,445
Fund TypePrivate Equity Fund Count13 GAV$414,950,823

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Brochure Summary

Overview

AIM13 is an investment manager formed in August 2000 that provides investment advisory services to private funds of hedge funds, and private equity funds. AIM13 is a limited liability company organized under the laws of Delaware and is owned by the Jonathan M Harris Revocable Trust u/a 12/18/2002 (Jonathan M Harris, Trustee). AIM13 is controlled by its Board of Managers, which is comprised of three Managers: Jonathan M Harris, Diana Cantor, and one outside Manager, David Moore, a consultant to AIM13. Firm decisions are made by AIM13’s senior management, as appointed by AIM13’s Board of Managers. The Board of Managers has no right to participate in the day-to-day affairs, investment activities, or management of AIM13. AIM13’s Investment Committee is responsible for the investment decisions of the private funds of hedge funds and private equity funds. AIM13 primarily provides investment advisory and management services with respect to limited types of investments, namely private funds on a discretionary basis according to the objectives and investment policies described in each Fund’s respective Confidential Memorandum or Confidential Offering Memorandum (“Confidential Memorandum”). As of December 31, 2023, AIM13 manages seventeen investment funds, consisting of seven funds of hedge funds (“FoHFs”) and ten funds of private equity funds (“FoPEFs”). AIM13 also manages two special purpose fund vehicles (“SPVs”). The FoHFs, FoPEFs, and the SPVs are collectively referred to herein as the “Funds.” AIM13 also provides investment advisory and management services to two other accounts (the “Other Accounts”)1 . These Other Accounts include one limited partnership formed over a decade ago for certain Harris family members and two unaffiliated investors. The partnership is invested in private equity funds and no longer accepts investors or actively makes new investments. The remaining Other Account is beneficially owned by the Harris family members or their affiliates. AIM13 manages the Other Accounts on a discretionary basis. The Other Accounts invest primarily in underlying hedge funds and/or private equity funds but also invest in other investments as well. The FoHFs consist of Thirteen Partners, LP (“13ON"), Rebel Industries L.L.C. (“Rebel”), Thirteen Partners Offshore, Ltd. ("13OFF"), HAR Investors, LLC (“HAR”), HAR Investors 2, LLC (“HAR2”), Thirteen Partners Concentrated, Ltd. (“TPC”), and Thirteen Partners Concentrated 4, LLC (“TPC4 LLC”). 13ON, 13OFF, and Rebel are managed with a substantially
similar investment strategy. HAR, HAR2, and TPC invest primarily in underlying hedge funds but with a more concentrated investment program than Rebel, 13OFF and 13ON. TPC4 LLC invests substantially all of its assets with a single unaffiliated manager. All of these private funds seek to protect capital while earning attractive rates of return by investing in the hedge funds of underlying managers and may invest in separately managed accounts as well. The FoHFs invest in long/short equity hedge funds, distressed hedge funds, event-driven hedge funds, and other types of hedge funds as selected by AIM13 in its sole discretion. 1 References to the Funds shall include the Other Accounts, which shall only be referred to separately when necessary based on the context. The FoPEFs consist of Thirteen Partners Private Equity, L.P. (“13PE”), Thirteen Partners Private Equity 2008, L.P. (“13PE2008”), Thirteen Partners Private Equity 3, L.P. (“13PE3”), Thirteen Partners Private Equity 4, L.P. (“13PE4”), Thirteen Partners Private Equity 5, L.P. (“13PE5”), Thirteen Partners Private Equity 6, L.P. (“13PE6”), Thirteen Partners Private Equity 7, L.P. (“13PE7”), Thirteen Partners Private Equity 8, L.P. (“13PE8”), Thirteen Partners Private Equity 9, L.P. (“13PE9”), and Thirteen Partners Private Equity A, L.L.C. (“13PEA”). 13PE, 13PE2008, 13PE3, 13PE4, 13PE5, 13PE6, 13PE7, 13PE8, 13PE9, and 13PEA are managed with a substantially similar investment strategy. The FoPEFs seek to protect capital and earn attractive rates of return by allocating assets primarily among a select group of private equity funds, real estate funds, and other investment funds. All AIM13 FoPEFs invest on an opportunistic basis with an emphasis towards low and middle market buyout funds. The SPVs consist of AIM13-CV Partners SPV I, LLC (“SPVI”) and AIM13-CV Partners SPV II, LLC (“SPVII”). SPVI and SPVII are special purpose vehicles formed to invest in the securities of single portfolio companies. AIM has full discretionary authority with respect to investment decisions, and its advice with respect to the Funds is tailored according to the investment objectives, guidelines, restrictions, and/or other requirements as set forth in each advisory agreement or the Fund’s respective Confidential Memorandum. As of December 31, 2023, AIM managed approximately $1,463,025,017 of regulatory assets under management on a discretionary basis on behalf of nineteen Funds and two Other Accounts. As of December 31, 2023, AIM13 does not manage any assets on a non-discretionary basis.