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Adviser Profile

As of Date 03/29/2024
Adviser Type - Large advisory firm
Number of Employees 27 17.39%
of those in investment advisory functions 26 13.04%
Registration SEC, Approved, 02/28/2012
AUM* 9,109,444,155 24.84%
of that, discretionary 9,109,444,155 24.84%
Private Fund GAV* 9,109,444,155 30.20%
Avg Account Size 1,518,240,693 24.84%
SMA’s No
Private Funds 6
Contact Info 202 xxxxxxx
Websites

Client Types

- Pooled investment vehicles

Advisory Activities

- Portfolio management for pooled investment vehicles

Compensation Arrangments

- A percentage of assets under your management
- Performance-based fees

Recent News

Reported AUM

Discretionary
Non-discretionary
7B 6B 5B 4B 3B 2B 1B
2015 2016 2017 2018 2019 2020 2021 2022 2023

Private Funds



Employees

Private Funds Structure

Fund Type Count GAV
Fund TypePrivate Equity Fund Count6 GAV$9,109,444,155

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Brochure Summary

Overview

Arlington Management Employees, LLC, a Delaware limited liability company, doing business as Arlington Capital Partners, is a registered investment adviser that with other affiliated organizations (AME and, together with such affiliated organizations, collectively, “Arlington”), as of December 31, 2023, managed approximately $[ ] in client assets on a discretionary basis. AME is a registered investment adviser that commenced operations in December 1998. AME and its affiliated investment advisers, Arlington Capital Group II, LLC (“ACP GP II”), Arlington Capital Group III, LLC (“ACP GP III”), Arlington Capital Group IV, LLC (“ACP GP IV,”), Arlington Capital Group V, LLC (“ACP GP V”), Arlington Capital Group VI, LLC (“ACP GP VI”), Timber Coast Private Opportunities GP, L.P. (“ACP GP Timber Coast” and together with ACP GP II, ACP GP III, ACP GP IV, ACP GP V, ACP GP VI and any future affiliated general partner entities, the “General Partners”), and Arlington Capital II, L.P. (“Manager II”), Arlington Capital III, L.P. (“Manager III”), Arlington Capital IV, L.P. (“Manager IV”), Arlington Capital V, L.P. (“Manager V”) and Arlington Capital VI, L.P. (“Manager VI,” and together with Manager II, Manager III, Manager IV and Manager V, the “Managers,” and the Managers, together with the General Partners and AME, the “Advisers”) provide investment advisory services to investment funds privately offered to qualified investors in the United States and elsewhere. In its capacity as the manager of Arlington Capital Partners II, L.P., a Delaware limited partnership (“Fund II”), Manager II has the authority to manage the business and affairs of Fund II. ACP GP II is the general partner and where applicable the manager of each of the Fund II entities. In its capacity as the manager of Arlington Capital Partners III, L.P., a Delaware limited partnership (together with any of its feeder vehicles, alternative investment vehicles and other special purpose entities, “Fund III”), Manager III has the authority to manage the business and affairs of Fund III. ACP GP III is the general partner of Fund III. In its capacity as the manager of Arlington Capital Partners IV, L.P., a Delaware limited partnership (together with any of its feeder vehicles, alternative investment vehicles and other special purpose entities, “Fund IV”), Manager IV has the authority to manage the business and affairs of Fund IV. ACP GP IV is the general partner of Fund IV. In its capacity as the manager of Arlington Capital Partners V, L.P., a Delaware limited partnership (together with any of its feeder vehicles, alternative investment vehicles and other special purpose entities, “Fund V”), Manager V has the authority to manage the business and affairs of Fund V. ACP GP V is the general partner of Fund V. In its capacity as the manager of Arlington Capital Partners VI, L.P., a Delaware limited partnership (together with any of its feeder vehicles, alternative investment vehicles and other special purpose entities, “Fund VI”) and Timber Coast Private Opportunities, L.P., a Delaware limited partnership (together with any of its feeder vehicles, alternative investment vehicles and other special purpose entities, “Timber Coast”), Manager VI has the authority to manage the business and affairs of Fund VI and Timber Coast. ACP GP VI is the general partner of Fund VI, and ACP GP Timber Coast is the general partner of Timber Coast. The Advisers manage the business and affairs of Fund II, Fund III, Fund IV, Fund V, Fund VI, Arlington TSI and Timber Coast (each, a “Fund,” and, together with any future private investment fund managed by the Advisers, the “Funds”). The Funds are private equity funds that make primarily control investments through negotiated transactions in operating entities, generally referred to herein as “portfolio companies.” The Advisers’ investment advisory services to the Funds consist of identifying and evaluating investment opportunities, negotiating the terms of investments, managing and monitoring investments, evaluating add-on investments for existing portfolio companies and achieving dispositions for such investments. Although investments are
made predominantly in non-public companies, investments in public companies are permitted subject to certain limitations set forth in the applicable Fund’s limited partnership agreement (the limited partnership agreement or other operating agreement or governing document of each Fund, a “Limited Partnership Agreement”). The employees and/or owners of the Advisers will serve on such portfolio companies’ respective boards of directors or otherwise act to influence control over the management of portfolio companies in which the Funds have invested. The Advisers’ advisory services for the Funds are further detailed in the applicable private placement memoranda and the supplements thereto or other offering documents (each, a “Private Placement Memorandum” and, collectively, the “Private Placement Memoranda” and, together with any relevant Limited Partnership Agreement, the “Governing Documents”) and the Limited Partnership Agreements and are further described below under “Methods of Analysis, Investment Strategies and Risk of Loss.” Investors in the Funds (generally referred to herein as “investors” or “limited partners”) participate in the overall investment program for the applicable Fund, but in certain circumstances are excused from a particular investment due to legal, regulatory or other agreed-upon circumstances pursuant to the relevant Limited Partnership Agreement; such arrangements generally do not and will not create an adviser-client relationship between the Advisers and any investor. The Funds or the Advisers have entered into side letters, or other similar agreements (“Side Letters”), with certain investors that have the effect of establishing rights under, or altering or supplementing the terms (including economic or other terms) of, the relevant Limited Partnership Agreement(s) with respect to such investors. As of the date hereof, AME is managed by Matthew L. Altman, Michael H. Lustbader, Peter M. Manos and David Wodlinger (the “Managing Partners”), and each “principal owner” of this entity pursuant to SEC guidelines is listed on Schedule A of Part 1A of AME’s Form ADV. Each “principal owner” of Manager II, Manager III, Manager IV, Manager V and Manager VI pursuant to SEC guidelines is listed on Schedule R of Part 1A of AME’s Form ADV. Additionally, as permitted by the relevant Limited Partnership Agreement, Arlington expects to provide (or agrees to provide) certain current or prospective investors or other persons, including other sponsors, market participants, finders, consultants and other service providers, portfolio company management or personnel, Arlington’s personnel and/or certain other persons associated with Arlington and/or its affiliates, co-investment opportunities (including the opportunity to participate in co-invest vehicles) that will invest in certain portfolio companies alongside a Fund. Such co-investments typically involve investment and disposal of interests in the applicable portfolio company at the same time and on the same terms as the Fund making the investment. However, for strategic and other reasons, a co-investor or co-invest vehicle (including a co-investing Fund) purchases a portion of an investment from one or more Funds after such Funds have consummated their investment in the portfolio company (also known as a post-closing sell-down or transfer), which generally will have been funded through Fund investor capital contributions and/or use of a Fund credit facility. Any such purchase from a Fund by a co-investor or co-invest vehicle generally occurs shortly after the Fund’s completion of the investment to avoid any changes in valuation of the investment, but in certain instances could be well after the Fund’s initial purchase, and the co-investor or co-invest vehicle may be charged interest on the purchase, or the purchase price may be equitably adjusted under certain conditions, to compensate the relevant Fund for the holding period, and the co-investor or co-invest vehicle generally will be required to reimburse the relevant Fund for related costs. However, to the extent any such amounts are not so charged or reimbursed (including charges or reimbursements required pursuant to applicable law), they generally will be borne by the relevant Fund.