9AT: B. RILEY CAPITAL MANAGEMENT

Adviser Profile

As of Date	03/29/2025
Registration status	Terminated
ADV Location	LOS ANGELES, CA, United States
Contact Info	310 xxxxxxx

AUM^*	200,431,932 -41%
of that, discretionary	200,431,932 -41%
Number of Employees	9
of those in investment advisory functions	1
Private Fund GAV^*	0
Avg Account Size	50,107,983 -41%
SMA’s	No
Private Funds	0 4

Adviser Type

- Large advisory firm

Client Types

- Pooled investment vehicles

Advisory Activities

- Portfolio management for pooled investment vehicles

Compensation Arrangments

- A percentage of assets under your management
- Performance-based fees

Adviser	Hedge Fund	Liquidity Fund	Private Equity Fund	Real Estate Fund	Securitized Asset Fund	Venture Capital Fund	Other Fund	Total Private Fund GAV	AUM	#Funds
Adviser SOLEUS CAPITAL MANAGEMENT, L.P.	Hedge Fund3.0b	Liquidity Fund-	Private Equity Fund765.7m	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV3.8b	AUM3.7b	#Funds16
Adviser GENERATIVE INVESTMENT PARTNERS LP	Hedge Fund41.0m	Liquidity Fund-	Private Equity Fund121.0m	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund18.2m	Total Private Fund GAV180.2m	AUM293.9m	#Funds10
Adviser COURAGE CAPITAL MANAGEMENT, LLC	Hedge Fund134.1m	Liquidity Fund-	Private Equity Fund1.3b	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV1.4b	AUM1.4b	#Funds10
Adviser TYRUS CAPITAL S.A.M.	Hedge Fund548.2m	Liquidity Fund-	Private Equity Fund411.1m	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV959.4m	AUM-	#Funds5
Adviser TYBOURNE CAPITAL MANAGEMENT (HK) LTD	Hedge Fund-	Liquidity Fund-	Private Equity Fund722.5m	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV722.5m	AUM-	#Funds8
Adviser BTG PACTUAL ASSET MANAGEMENT US , LLC	Hedge Fund15.6b	Liquidity Fund-	Private Equity Fund3.2b	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund765.9m	Total Private Fund GAV19.6b	AUM30.1b	#Funds47
Adviser MHR FUND MANAGEMENT LLC	Hedge Fund538.4m	Liquidity Fund-	Private Equity Fund4.7b	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV5.3b	AUM5.3b	#Funds21
Adviser 400 CAPITAL MANAGEMENT LLC	Hedge Fund5.8b	Liquidity Fund-	Private Equity Fund5.5b	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV11.3b	AUM9.0b	#Funds20
Adviser ALPHA WAVE GLOBAL, LP	Hedge Fund5.5b	Liquidity Fund-	Private Equity Fund18.6b	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV24.1b	AUM26.7b	#Funds29
Adviser HIRTLE & CO., LLC	Hedge Fund9.7m	Liquidity Fund-	Private Equity Fund108.2m	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV117.9m	AUM25.4b	#Funds14

Brochure Summary

Overview

A. Advisory Firm B. Riley Capital Management, LLC (“BRCM”), a New York Limited Liability Company, is a wholly-owned subsidiary of B. Riley Financial, Inc., (“BRF”) a publicly traded Delaware corporation (NASDAQ: RILY). BRCM’s principal office is located at 11100 Santa Monica Boulevard, Suite 800, Los Angeles, California 90025. B. Investment Advisory Services BRCM provides investment advisory services to pooled investment vehicles operating as private investment funds (“Funds” or “Clients”). C. Personalized Investment Advice BRCM intends to manage each Fund pursuant to the investment strategy described in the confidential offering memorandum and governing documents of the Fund (the “Offering Documents”). Prospective investors in a Fund should carefully read the Fund’s Offering Documents and consult with their own counsel and advisers as to all matters concerning an investment in the Fund. As managing member of the general partner of a Fund, BRCM will have the power and authority to manage the day-to-day, administrative, business and investment affairs of the Fund. One or more of the Funds may be structured as a “fund of hedge funds” (each, a “FOHF”). As managing member of the general partner of a FOHF and pursuant to the authority granted to BRCM in the limited partnership agreement or limited liability company agreement (“LPA”) of the FOHF, BRCM will select, on a discretionary

basis, various other private investment fund managers or pooled investment vehicles, including without limitation, hedge funds (collectively, the “Portfolio Funds”), into which BRCM will invest the FOHF’s capital. BRCM will seek to diversify the FOHF’s capital investments by allocating capital to selected Portfolio Fund managers (“Portfolio Fund Managers”) that employ various investment strategies, including but not limited to convertible arbitrage, merger arbitrage, capital structure arbitrage, equity long/short, long biased, equity market neutral, short biased, distressed, global macro, managed futures, and master limited partnerships. To the extent that FOHF assets are not allocated to Portfolio Funds, the FOHF may make direct investments in U.S. government obligations, money market accounts and/or other short-term debt securities. Although BRCM will not typically provide tailored investment advisory services to the individual investors in a Fund, the general partner of a Fund may enter into side letter agreements with certain investors which may modify certain terms applicable to such investors’ as well as such investors’ rights or obligations under the Fund’s LPA. Investors in a Fund may not impose restrictions on investing in certain securities or types of securities. D. Assets Under Management As of December 31, 2023, BRCM managed approximately $200,431,932 all on a discretionary basis.

B. RILEY CAPITAL MANAGEMENT

B. RILEY CAPITAL MANAGEMENT

B. RILEY ASSET MANAGEMENT

MK CAPITAL ADVISORS, LLC

MK CAPITAL ADVISORS

GSV PARTNERS

GACP MANAGEMENT

B. RILEY WEALTH MANAGEMENT

B. RILEY CAPITAL MANAGEMENT, LLC

Adviser Profile

Adviser Type

Client Types

Advisory Activities

Compensation Arrangments

Reported AUM

Private Funds

Employees

Similar advisers

Brochure Summary

Overview

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B. RILEY CAPITAL MANAGEMENT B. RILEY CAPITAL MANAGEMENT B. RILEY ASSET MANAGEMENT MK CAPITAL ADVISORS, LLC MK CAPITAL ADVISORS GSV PARTNERS GACP MANAGEMENT B. RILEY WEALTH MANAGEMENT B. RILEY CAPITAL MANAGEMENT, LLC

Adviser Profile

Adviser Type

Client Types

Advisory Activities

Compensation Arrangments

Reported AUM

Private Funds

Employees

Similar advisers

Brochure Summary

Overview

B. RILEY CAPITAL MANAGEMENT

B. RILEY CAPITAL MANAGEMENT

B. RILEY ASSET MANAGEMENT

MK CAPITAL ADVISORS, LLC

MK CAPITAL ADVISORS

GSV PARTNERS

GACP MANAGEMENT

B. RILEY WEALTH MANAGEMENT

B. RILEY CAPITAL MANAGEMENT, LLC