B. RILEY CAPITAL MANAGEMENT other names

{{ Info.Overview }}
Revenue: {{ Info.Revenue | formatUSD }} Headquarters: {{ Info.Headquarters }}
{{ Info.Homepage }}

Adviser Profile

As of Date:

03/25/2024

Adviser Type:

- Large advisory firm

Number of Employees:

9

of those in investment advisory functions:

1

Registration:

SEC, Approved, 3/30/2012

AUM:

200,431,932 -41.40%

of that, discretionary:

200,431,932 -41.40%

Private Fund GAV:

200,431,932 -67.05%

Avg Account Size:

50,107,983 -41.40%

SMA’s:

NO

Private Funds:

4

Contact Info

310 xxxxxxx

Client Types:

+

Advisory Activities:

+

Compensation Arrangments:

+

Reported AUM

Discretionary
Non-discretionary
944M 809M 674M 539M 405M 270M 135M
2015 2016 2017 2018 2019 2020 2021 2022 2023

Recent News

XAI Octagon Floating Rate & Alternative Income Term Trust Prices Public Offering of Preferred Shares
03/23/2021

XAI Octagon Floating Rate & Alternative Income Term Trust (the “Trust”) (NYSE: XFLT), a diversified, closed-end management investment company with an investment objective to seek attractive total return with an emphasis on income generation across multiple stages of the credit cycle,

apnews.com

Legg Mason Global Funds PLC - Royce US Small Cap Opportunity Fund
03/23/2021

Legg Mason Royce U.S. Small Cap Opportunity Fund is a UCITS certified open-end fund incorporated in Ireland. The Fund seeks long-term appreciation by investing at least 70% of its Total Assets in ...

Bloomberg

Prepare the popcorn: AMC opening more movie theaters
03/18/2021

It's showtime! AMC Theatres says it will have 98% of its U.S. movie theaters open on Friday as a bunch of theaters reopen in California. Even more theaters are expected to open by March 26.

theolympian.com

Prepare the popcorn: AMC opening more movie theaters
03/18/2021

It's showtime! AMC Theatres says it will have 98% of its U.S. movie theaters open on Friday as a bunch of theaters reopen in California. Even more theaters are expected to open by March 26. AMC said that more than 40 of its locations in California are ...

news.yahoo.com

Smith Micro Announces Launch of Follow-on Public Offering
03/08/2021

Smith Micro intends to use the net proceeds from this offering to fund the purchase price payable to Avast plc ("Avast") pursuant to the Company’s planned acquisition of Avast’s Family Safety Mobile Software Business and for general corporate purposes.

Yahoo Finance

Ideal Power To Present at the B. Riley Securities Sustainable Energy & Technology Conference
03/03/2021

Webcast: https://briley-energy-and-tech.mysequire.com/company?company_id=e7834b39-70b1-411b-a0be-88e003748e2f A webcast replay of the presentation session and a copy ...

Yahoo Finance


Private Funds Structure

Fund Type Count GAV
Hedge Fund 2 $61,519,217
Private Equity Fund 2 $138,912,715

Similar advisers

Adviser Hedge Fund Liquidity Fund Private Equity Fund Real Estate Fund Securitized Asset Fund Venture Capital Fund Other Fund Total Private Fund GAV AUM # funds
GENERATIVE INVESTMENT PARTNERS LP 43.8m - 86.7m - - - - 130.5m 124.8m 6
TYRUS CAPITAL S.A.M. 301.7m - 591.1m - - - - 892.8m - 5
TYBOURNE CAPITAL MANAGEMENT (HK) LTD 1.4b - 629.9m - - - - 2.0b - 6
COURAGE CAPITAL MANAGEMENT, LLC 144.3m - 976.9m - - - - 1.1b 1.1b 6
SOLEUS CAPITAL MANAGEMENT, L.P. 1.6b - 409.7m - - - - 2.0b 2.0b 6
MHR FUND MANAGEMENT LLC 561.3m - 4.8b - - - - 5.3b 5.3b 10
HIRTLE, CALLAGHAN & CO., LLC 67.6m - 153.3m - - - - 220.9m 19.2b 11
ASIA DEBT MANAGEMENT HONG KONG LIMITED 599.5m - 436.4m - - - - 1.0b - 10
400 CAPITAL MANAGEMENT LLC 5.2b - 3.4b - - - - 8.6b 7.1b 18
BTG PACTUAL ASSET MANAGEMENT US , LLC 18.4b - 2.1b - - - 18.8m 20.5b 27.8b 24

Private Funds



Employees




Brochure Summary

Overview

A. Advisory Firm B. Riley Capital Management, LLC (“BRCM”), a New York Limited Liability Company, is a wholly-owned subsidiary of B. Riley Financial, Inc., (“BRF”) a publicly traded Delaware corporation (NASDAQ: RILY). BRCM’s principal office is located at 11100 Santa Monica Boulevard, Suite 800, Los Angeles, California 90025. B. Investment Advisory Services BRCM provides investment advisory services to pooled investment vehicles operating as private investment funds (“Funds” or “Clients”). C. Personalized Investment Advice BRCM intends to manage each Fund pursuant to the investment strategy described in the confidential offering memorandum and governing documents of the Fund (the “Offering Documents”). Prospective investors in a Fund should carefully read the Fund’s Offering Documents and consult with their own counsel and advisers as to all matters concerning an investment in the Fund. As managing member of the general partner of a Fund, BRCM will have the power and authority to manage the day-to-day, administrative, business and investment affairs of the Fund. One or more of the Funds may be structured as a “fund of hedge funds” (each, a “FOHF”). As managing member of the general partner of a FOHF and pursuant to the authority granted to BRCM in the limited partnership agreement or limited liability company agreement (“LPA”) of the FOHF, BRCM will select, on a discretionary
basis, various other private investment fund managers or pooled investment vehicles, including without limitation, hedge funds (collectively, the “Portfolio Funds”), into which BRCM will invest the FOHF’s capital. BRCM will seek to diversify the FOHF’s capital investments by allocating capital to selected Portfolio Fund managers (“Portfolio Fund Managers”) that employ various investment strategies, including but not limited to convertible arbitrage, merger arbitrage, capital structure arbitrage, equity long/short, long biased, equity market neutral, short biased, distressed, global macro, managed futures, and master limited partnerships. To the extent that FOHF assets are not allocated to Portfolio Funds, the FOHF may make direct investments in U.S. government obligations, money market accounts and/or other short-term debt securities. Although BRCM will not typically provide tailored investment advisory services to the individual investors in a Fund, the general partner of a Fund may enter into side letter agreements with certain investors which may modify certain terms applicable to such investors’ as well as such investors’ rights or obligations under the Fund’s LPA. Investors in a Fund may not impose restrictions on investing in certain securities or types of securities. D. Assets Under Management As of December 31, 2023, BRCM managed approximately $200,431,932 all on a discretionary basis.