9AT: AETNA ASSET ADVISORS, LLC

Adviser Profile

As of Date	03/20/2026
Registration	SEC, Approved, 03/30/2012
ADV Location	HARTFORD, CT, United States
Contact Info	860 xxxxxxx

AUM^*	850,239,000 171%
of that, discretionary	843,198,000 174%
Number of Employees	26 -10%
of those in investment advisory functions	23 -12%
Private Fund GAV^*	0
Avg Account Size	212,559,750 171%
SMA’s	Yes
Private Funds	0

Adviser Type

- Large advisory firm

Client Types

- Pooled investment vehicles
- Pension and profit sharing plans

Advisory Activities

- Portfolio management for pooled investment vehicles
- Portfolio management for businesses

Compensation Arrangments

- A percentage of assets under your management
- Fixed fees (other than subscription fees)

Adviser	Hedge Fund	Liquidity Fund	Private Equity Fund	Real Estate Fund	Securitized Asset Fund	Venture Capital Fund	Other Fund	Total Private Fund GAV	AUM	#Funds
Adviser D. E. SHAW INVESTMENT MANAGEMENT, L.L.C.	Hedge Fund19.2b	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV19.2b	AUM33.4b	#Funds43
Adviser APOGEM CAPITAL LLC	Hedge Fund280.5m	Liquidity Fund-	Private Equity Fund13.9b	Real Estate Fund-	Securitized Asset Fund3.9b	Venture Capital Fund-	Other Fund99.3m	Total Private Fund GAV18.2b	AUM43.8b	#Funds146
Adviser TIFF INVESTMENT MANAGEMENT	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM6.4b	#Funds-
Adviser BOYD WATTERSON ASSET MANAGEMENT, LLC	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund59.2m	Securitized Asset Fund-	Venture Capital Fund-	Other Fund101.9m	Total Private Fund GAV161.2m	AUM18.8b	#Funds4
Adviser DENHAM CAPITAL MANAGEMENT LP	Hedge Fund2.8b	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund418.3m	Total Private Fund GAV3.2b	AUM5.3b	#Funds11
Adviser CARLYLE GLOBAL CREDIT INVESTMENT MANAGEMENT L.L.C.	Hedge Fund-	Liquidity Fund-	Private Equity Fund26.1b	Real Estate Fund434.1m	Securitized Asset Fund1.7b	Venture Capital Fund-	Other Fund1.1b	Total Private Fund GAV29.3b	AUM68.4b	#Funds161
Adviser BLOOM TREE PARTNERS, LLC	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM575.7m	#Funds-
Adviser RK CAPITAL MANAGEMENT, LLC	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM549.0m	#Funds-
Adviser GARNET EQUITY CAPITAL HOLDINGS, INC.	Hedge Fund339.5m	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV339.5m	AUM339.5m	#Funds2
Adviser RICHMOND HILL INVESTMENTS, LLC	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM663.1m	#Funds-

Brochure Summary

Overview

AAA is a Delaware limited liability company, which has been in business since February 2008, and has one office in Hartford, Connecticut. The Firm is a wholly owned subsidiary of Aetna Financial Holdings, LLC, a Delaware limited liability company, which is wholly owned by Aetna Inc., a Pennsylvania corporation, which is ultimately wholly owned by CVS Health Corporation, a Delaware corporation whose shares are publicly traded on the New York Stock Exchange. AAA provides investment advice, both discretionary and non-discretionary, with respect to purchases of investment-grade securities, particularly in the short-term investment-grade market sectors, such as commercial paper and U.S. Treasury, agency, and corporate obligations. As is discussed below, AAA acts as a sub-adviser with discretionary trading authority with respect to two pooled investment vehicles advised by UBS Realty Investors LLC ("UBS"), whose focus is the real estate sector. The Firm also provides non- discretionary investment advice regarding short-term investments with respect to an additional single-investor fund focusing on the real estate sector, which also is advised by UBS (collectively

with the pooled investment vehicles, the "UBS Funds"). With respect to the non-discretionary advice, AAA causes the cash assets of the single-investor fund to be invested in one or more money market mutual funds, as directed by UBS in its sole discretion, while monitoring the status of such investments and periodically making recommendations to UBS about alternative short-term investments for such assets.1 In addition, AAA provides discretionary advice regarding short-term investments with respect to a statutory separate account (“Separate Account”) of Aetna Life Insurance Company (“ALIC”), one of its affiliates, whose participants include various corporate and government pension plans, including the defined benefit pension plan for employees of its indirect parent, Aetna Inc. The Firm also provides discretionary advice regarding short- term investments for certain proprietary accounts of its affiliates. AAA does not offer or participate in wrap fee programs. As of December 31, 2023, AAA had client assets under management of $307,958,000 on a discretionary basis (including the above-mentioned Separate Account) and $5,229,000 on a non-discretionary basis.

AETNA ASSET ADVISORS, LLC

AETNA ASSET ADVISORS, LLC

Adviser Profile

Adviser Type

Client Types

Advisory Activities

Compensation Arrangments

Reported AUM

Private Funds

Employees

Similar advisers

Brochure Summary

Overview

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AETNA ASSET ADVISORS, LLC AETNA ASSET ADVISORS, LLC

Adviser Profile

Adviser Type

Client Types

Advisory Activities

Compensation Arrangments

Reported AUM

Private Funds

Employees

Similar advisers

Brochure Summary

Overview

AETNA ASSET ADVISORS, LLC

AETNA ASSET ADVISORS, LLC