9AT: HARBOUR GROUP INDUSTRIES, INC.

other names

HARBOUR GROUP INDUSTRIES, INC.

Adviser Profile

As of Date	03/27/2026
ADV Location	ST. LOUIS, MO, United States
Adviser Type - Large advisory firm
Number of Employees	25 4%
of those in investment advisory functions	22 5%
Registration	SEC, Approved, 03/30/2012

AUM^*	448,321,000 -45%
of that, discretionary	448,321,000 -45%
Private Fund GAV^*	448,321,000 10%
Avg Account Size	112,080,250 -31%
SMA’s	No
Private Funds	4 1
Contact Info	314 xxxxxxx
Websites

Client Types

- Pooled investment vehicles

Advisory Activities

- Portfolio management for pooled investment vehicles

Compensation Arrangments

- A percentage of assets under your management
- Hourly charges
- Performance-based fees

Accounting Firm Name	Filing Date	Form ADV-E
Accounting Firm Name PRICEWATERHOUSECOOPERS LLP	Filing Date09/23/2025	Form ADV-E View Report
Accounting Firm Name PRICEWATERHOUSECOOPERS LLP	Filing Date12/11/2024	Form ADV-E View Report
Accounting Firm Name PRICEWATERHOUSECOOPERSLLP	Filing Date09/19/2023	Form ADV-E View Report

Fund Type	Count	GAV
Fund TypePrivate Equity Fund	Count4	GAV$448,321,000

Adviser	Hedge Fund	Liquidity Fund	Private Equity Fund	Real Estate Fund	Securitized Asset Fund	Venture Capital Fund	Other Fund	Total Private Fund GAV	AUM	#Funds
Adviser DAYBREAK FUND ADVISORS LLC	Hedge Fund-	Liquidity Fund-	Private Equity Fund659.6m	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV659.6m	AUM1.0b	#Funds6
Adviser AKKADIAN VENTURES, INC.	Hedge Fund-	Liquidity Fund-	Private Equity Fund784.3m	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV784.3m	AUM832.9m	#Funds23
Adviser THAYER STREET PARTNERS MANAGEMENT, LLC	Hedge Fund-	Liquidity Fund-	Private Equity Fund980.2m	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund260.0m	Total Private Fund GAV1.2b	AUM913.6m	#Funds27
Adviser ORANGEWOOD PARTNERS MANAGEMENT LLC	Hedge Fund-	Liquidity Fund-	Private Equity Fund865.8m	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV865.8m	AUM970.6m	#Funds20
Adviser HILDRED CAPITAL MANAGEMENT, LLC	Hedge Fund-	Liquidity Fund-	Private Equity Fund2.6b	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV2.6b	AUM2.6b	#Funds20
Adviser HIDDEN HARBOR CAPITAL MANAGEMENT, L.P.	Hedge Fund-	Liquidity Fund-	Private Equity Fund3.0b	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV3.0b	AUM2.2b	#Funds12
Adviser GAINLINE CAPITAL PARTNERS LP	Hedge Fund-	Liquidity Fund-	Private Equity Fund716.1m	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV716.1m	AUM1.1b	#Funds4
Adviser BEDFORD RIDGE CAPITAL	Hedge Fund-	Liquidity Fund-	Private Equity Fund1.0b	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV1.0b	AUM1.3b	#Funds13
Adviser TEN COVES CAPITAL, LP	Hedge Fund-	Liquidity Fund-	Private Equity Fund1.1b	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV1.1b	AUM1.1b	#Funds11
Adviser 1543 CAPITAL LP	Hedge Fund139.6m	Liquidity Fund-	Private Equity Fund233.9m	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV373.5m	AUM1.0b	#Funds8

Brochure Summary

Overview

Harbour Group Industries, Inc. (“Harbour Group”) provides investment advice to pooled investment vehicles that are exempt from registration under the Investment Company Act of 1940, as amended (the “1940 Act”) and whose securities are not registered under the Securities Act of 1933, as amended (the “Securities Act”) (collectively, the “Harbour Group Funds”“Funds” and individually, a “Harbour Group Fund” or “Fund”). Harbour Group provides investment advisory services to each of the Harbour Group Funds pursuant to separate investment advisory agreements (each, an "Advisory Agreement") with each Fund’s General Partner, which is a related person to Harbour Group. Pursuant to the Advisory Agreements, Harbour Group identifies investment opportunities for, and participates in the acquisition, due diligence, operations and disposition of investments of, each Harbour Group Fund. The primary focus of Harbour Group’s investment advisory activity is researching and advising

on private equity and related investments in a portfolio of middle-market companies in a variety of industries. Our investments generally take the form of privately negotiated control transactions, including leveraged acquisitions and recapitalizations, investments in growth companies, turnarounds and traditional buyouts. Any restrictions on investments in certain types of securities are set forth in the documentation received by each limited partner prior to investment in such Harbour Group Fund. Once invested in a Harbour Group Fund, investors cannot impose restrictions on the types of investments such Harbour Group Fund may make. Harbour Group, a Missouri corporation wholly owned by the Sam Fox Revocable Living Trust, the trustees of which are Don Nickelson and Ira Polon, has been in business since 1982. As of December 31, 2023, Harbour Group manages a total of approximately $813,844,000 of client assets which is managed on a discretionary basis. 5

HARBOUR GROUP INDUSTRIES, INC.

Adviser Profile

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Compensation Arrangments

Reported AUM

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