9AT: GF CAPITAL ASSET ADVISORS, LLC

other names

GF CAPITAL ASSET ADVISORS, LLC
GF CAPITAL PRIVATE EQUITY MANAGEMENT, LLC (RELYING ADVISER)
GF CAPITAL ASSET MANAGEMENT, LLC (RELYING ADVISER)

Adviser Profile

As of Date	04/24/2026
Registration	SEC, Approved, 02/24/2012
ADV Location	NEW YORK, NY, United States
Contact Info	212 xxxxxxx
Websites

AUM^*	288,484,000 -17%
of that, discretionary	288,484,000 -17%
Private Fund GAV^*	288,484,000 -1%
Avg Account Size	41,212,000 -17%
SMA’s	No
Private Funds	7

Adviser Type

- Related adviser

Number of Employees 8 -11%

of those in investment advisory functions 3 -50%

Client Types

- Pooled investment vehicles

Advisory Activities

- Portfolio management for pooled investment vehicles

Compensation Arrangments

- A percentage of assets under your management
- Performance-based fees

SEC Fund Type	Count	GAV
Fund TypePrivate Equity Fund	Count4	GAV$276,004,000
Fund TypeReal Estate Fund	Count3	GAV$12,480,000

Adviser	Hedge Fund	Liquidity Fund	Private Equity Fund	Real Estate Fund	Securitized Asset Fund	Venture Capital Fund	Other Fund	Total Private Fund GAV	AUM	#Funds
Adviser YU CAPITAL, LLC	Hedge Fund-	Liquidity Fund-	Private Equity Fund31.0m	Real Estate Fund7.4m	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV38.4m	AUM-	#Funds25
Adviser ARCAPITA INVESTMENT MANAGEMENT US INC.	Hedge Fund-	Liquidity Fund-	Private Equity Fund400.5m	Real Estate Fund274.1m	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV674.6m	AUM674.6m	#Funds8
Adviser MAINSTREET ADVISORS	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM5.9b	#Funds-
Adviser ISLAND INVESTMENT MANAGEMENT LLC	Hedge Fund-	Liquidity Fund-	Private Equity Fund72.7m	Real Estate Fund1.7b	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV1.7b	AUM1.7b	#Funds10
Adviser HB WEALTH	Hedge Fund-	Liquidity Fund-	Private Equity Fund621.4m	Real Estate Fund238.9m	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV860.3m	AUM30.2b	#Funds25
Adviser DERBY COPELAND CAPITAL	Hedge Fund-	Liquidity Fund-	Private Equity Fund395.8m	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV395.8m	AUM395.8m	#Funds7
Adviser GREENWOOD GEARHART, LLC	Hedge Fund-	Liquidity Fund-	Private Equity Fund9.8m	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund1.0m	Total Private Fund GAV10.8m	AUM2.0b	#Funds4
Adviser CITIGROUP ALTERNATIVE INVESTMENTS LLC	Hedge Fund-	Liquidity Fund-	Private Equity Fund103.8m	Real Estate Fund19.6m	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV123.4m	AUM127.4m	#Funds7
Adviser SWBC INVESTMENT COMPANY	Hedge Fund-	Liquidity Fund-	Private Equity Fund6.2m	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund200.0m	Total Private Fund GAV206.2m	AUM256.0m	#Funds2
Adviser PRESCOTT ADVISORS, LLC	Hedge Fund-	Liquidity Fund-	Private Equity Fund61.5m	Real Estate Fund156.3m	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV217.8m	AUM217.8m	#Funds5

Brochure Summary

Overview

GF Capital Asset Advisors, LLC (“GF Capital”) is a Delaware limited liability company and principal investment adviser registrant. GF Capital’s affiliated investment entities, GF Capital Asset Management, LLC and GF Capital Private Equity Management, LLC (the “Managers”), are each registered with the SEC as “relying advisers” on the basis of GF Capital’s registration. The Managers, through GF Capital, provide “investment supervisory services” to their clients, which consist of private investment-related funds. GF Capital was formed in 2005 and first registered with the SEC in February 2012 pursuant to the Dodd-Frank Act. GF Capital is controlled by its manager and 100% owner, GF Capital Management & Advisors, LLC1. GF Capital’s clients comprise the following private funds; (collectively, the “Funds”):
• GF Capital Private Equity Fund, L.P.
• GF Capital Private Equity Fund II, L.P.
• GF Edgecombe Ventures, LLC
• GF Capital CSE, L.P.
• GF P&B, L.P.
• GF Riverside Drive, L.P.
• GF Midtown East, L.P. The Funds invest through negotiated transactions in operating companies or real estate assets. The Managers’ investment advisory services to the Funds consist of, among other things, identifying and evaluating investment opportunities, negotiating investments, managing and monitoring investments and achieving dispositions for such investments. The respective offering documents for the Funds detail the types of operating

companies or real estate assets in which each Fund may invest, and the Managers limit their investments to those types of operating companies or real estate assets. The Investments of GF Capital Private Equity Fund, L.P., GF Capital Private Equity Fund II, L.P., GF Capital CSE, L.P. and GF P&B, L.P. (collectively, the “Private Equity Funds”) are made predominantly in non- public companies and securities, although investments in public companies are permitted. The senior principals or other personnel of the Managers or their affiliates typically serve on a portfolio asset’s board of directors or otherwise act to influence control or management of the portfolio asset held by the Private Equity Funds. The Managers’ advisory services for the Funds are further described in the applicable private placement memoranda and limited partnership agreements, as well as below under “Method of Analysis, Investment Strategies and Risk of Loss” and “Investment Discretion.” Investors in a Fund participate in the overall investment program for that Fund but may be excused from a particular investment due to legal, regulatory or other applicable constraints. 1 Gary Fuhrman owns more than 25% of GF Capital Management & Advisors, LLC. GF Capital does not participate in wrap fee programs. The assets under management of GF Capital totaled $346,528,000 as of December 31, 2023. These assets are managed on a discretionary basis. GF Capital does not manage assets on a non-discretionary basis.

GF CAPITAL ASSET ADVISORS, LLC

Adviser Profile

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Overview