PRICE CAPITAL MANAGEMENT, INC.

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Adviser Profile

As of Date:

03/06/2024

Adviser Type:

- Large advisory firm
- An investment adviser (or subadviser) to an investment company

Number of Employees:

of those in investment advisory functions:

Registration:

SEC, Approved, 2/15/2012

AUM:

523,278,696 23.36%

of that, discretionary:

523,278,696 23.36%

GAV:

444,683,205 46.37%

Avg Account Size:

104,655,739 23.36%

SMA’s:

Private Funds:

Contact Info

850 xxxxxxx

Client Types:

+

Advisory Activities:

+

Compensation Arrangments:

+

Reported AUM

Discretionary

Non-discretionary

1B 860M 717M 573M 430M 287M 143M

2016 2017 2018 2019 2020 2021 2022 2023

Recent News

Price Capital Management, Inc. Buys ISHARES TRUST, iShares iBoxx USD High Yield Corporate Bond ...
11/01/2021

Related Stocks: PFF, HYG, EMB, FPE,

gurufocus.com

AZL T Rowe Price Capital Appreciation Fund Buys Thermo Fisher Scientific Inc, Amazon. ...
09/08/2021

Related Stocks: TMO, AMZN, PKI, HLT, BDX, CMS, NIMC, NI, FISV, AEP, NVST, FB, NI, HBAN, TCF, AVTRPA.PFD, EVRG,

gurufocus.com

Made in Emerging Europe: Craft, Bidrento, InRento
04/05/2021

Emerging Europe’s start-up scene is thriving: new money is pouring into the market all the time. To keep you up to date with the latest investments, innovations, movers and shakers, each Monday Emerging Europe brings you a handy round-up of the region’s start-ups which closed financing rounds over the previous seven days.

emerging-europe.com

Anne Arundel chief: Officer shot Pasadena man in bed as he reached for loaded gun
04/01/2021

[More Maryland news] Howard County school system receives $13 million in CARES grants, with most going to fund device purchases » “Any time there’s a loss of life it shakes the core of the ...

baltimoresun.com

T. Rowe Price Capital Appreciation Fund (PRWCX)
04/01/2021

*Close price adjusted for splits.**Adjusted close price adjusted for both dividends and splits. Loading more data...

Yahoo Finance

T. Rowe Price Capital Appreciation Fund I Class (TRAIX)
04/01/2021

*Close price adjusted for splits.**Adjusted close price adjusted for both dividends and splits. Loading more data...

Yahoo Finance

Pie Radar GAV Count

Private Funds Structure

Fund Type	Count	GAV
Hedge Fund	4	$444,683,205

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Private Funds

GAV Count

Employees

Top Holdings

Stock Ticker	Stock Name	$ Position	% Position	$ Change	# Change
46137V357	Invesco S&P 500 Equal Weight ETF	$15,338,147	97.00%
69374H428	Pacer Pacific Asset Floating Rate High Income ETF USD Class	$475,600	3.00%

Brochure Summary

Overview

PCM was formed in 1996. Michael Price is the sole owner and control person. As of December 31, 2022, PCM had $424,190,935 in discretionary regulatory assets under management. PCM does not manage any assets on a non-discretionary basis. PCM provides investment supervisory services to four (4) private funds: Price Flex Fund, Price Flex-QP Fund, Price Flex Qualified Fund, and Price Flex Qualified-QP Fund. Hereinafter, the four private funds will be referred to as the Price Funds or the Private Funds. The Private Funds were formed by Price Asset Management, LLC, the General Partner to each of the funds. Price Asset Management, LLC is owned and controlled by Michael Price. PCM is also the sub-adviser to the OnTrack Core Fund, a registered investment company. Michael Price and Lee Harris are co-portfolio managers for this mutual fund. Advisors Preferred, LLC is the investment adviser to the OnTrack Core Fund. Advisors Preferred, LLC is not affiliated with PCM or Price Asset Management, LLC. PCM utilizes a range of investment strategies, including investing in publicly-traded equity securities, both long and short, as well as a broad array of other securities in both private and public markets. PCM uses a flexible investment approach that emphasizes capital preservation, but allows PCM to adopt a less conservative posture and to increase emphasis on capital growth when the PCM believes the additional risk is warranted by favorable market conditions. To achieve its objective, PCM intends to invest primarily, but not necessarily exclusively, in mutual funds, exchange traded funds, individual stocks and bonds, and various derivative products. Each of the Price Funds share a single objective and investment style. However, the Price Funds differ significantly

by organizational structure and their applicability to different types of investors. Two funds (Price Flex Fund and Price Flex-QP Fund) are available for non-tax-exempt investors. Two funds (Price Flex Qualified Fund and Price Flex Qualified-QP Fund) are available for tax-exempt investors. Two funds (Price Flex-QP Fund and Price Flex Qualified-QP Fund) are available only to investors who qualify as “Qualified Purchasers”. The following diagram illustrates the form and structure of these four Funds. Accredited Investors Qualified Purchasers Ta xa ble A cc ount s Flex Section 3(c)(1) Fund Accredited Investors Taxable Accounts Flex-QP Section 3(c)(7) Fund Qualified Purchasers Taxable Accounts Q ua lifi ed A cc ount s Flex Qualified Section 3(c)(1) Fund Accredited Investors Tax-deferred Accounts Flex Qualified-QP Section 3(c)(7) Fund Qualified Purchasers Tax-deferred Accounts Each Private Fund is managed according to the investment objectives, strategies and guidelines outlined in each respective Fund’s private placement memorandum. Investment decisions are not tailored to the individualized needs of any particular investor. Therefore, investors must consider whether the Price Funds meet their investment objectives and risk tolerance. Prior to investing, PCM will provide each investor with a private placement memorandum that provides detailed information about the Private Fund, including investment strategy, risks, fees, conflicts of interests and other required disclosures. Investors should read the private placement memorandum in its entirety before making an investment into any pooled investment vehicle.