9AT: PRINCETON FUND ADVISORS, LLC

Advisers
PRINCETON FUND ADVISORS, LLC
Summary

PRINCETON FUND ADVISORS, LLC

Summary Contacts News Filings Brochure Private Funds Service Providers

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other names

PRINCETON FUND ADVISORS, LLC

Adviser Profile

As of Date	03/31/2025
ADV Location	DENVER, CO, United States
Adviser Type - Large advisory firm
Number of Employees	61 56%
of those in investment advisory functions	20 -5%
Registration	SEC, Approved, 06/30/2011

AUM^*	806,179,100 -13%
of that, discretionary	806,179,100 -26%
Private Fund GAV^*	0 -100%
Avg Account Size	134,363,183 49%
SMA’s	No
Private Funds	0 3
Contact Info	303 xxxxxxx
Websites

Details

https://eaglemlpfund.com/

https://ellingtonincomefund.com/

https://princetonadaptivepremiumfund.com/

https://princetoneverestfund.com/

https://princetonpremiumfund.com/

https://www.elevationpoint.com

https://www.linkedin.com/company/elevation-point/

HTTPS://WWW.PRINCETONFUNDADVISORS.COM

Client Types

- Investment companies

Advisory Activities

- Portfolio management for investment companies
- Portfolio management for pooled investment vehicles

Compensation Arrangments

- A percentage of assets under your management
- Performance-based fees

Reported AUM

1B 1B 1B 829M 621M 414M 207M

2015 2016 2017 2018 2019 2020 2021 2022 2023

Discretionary

Non-discretionary

Private Funds

GAV Count

Employees

Brochure Summary

Overview

PFA, organized in 2011, provides investment advisory services to a family of mutual funds, closed-end funds, (“Registered Funds”), and private funds. PFA is owned by Mount Yale Capital Group, LLC, whose direct and indirect owners and/or control persons are its Managing Partners Greg D. Anderson and John L. Sabre. Mr. Sabre’s spouse is also an indirect owner. PFA acts as the investment adviser or co-adviser to open-end and closed-end management investment companies registered under the Investment Company Act of 1940. More information concerning each Registered Fund, including advisory fees and investment minimums, is available in the applicable fund’s prospectus and statement of additional information or Confidential

Private Placement Memorandum, as applicable. PFA serves as investment adviser to private investment funds that have been closed to new investors since 2008 (the “Private Funds”). Information concerning their investment minimums, fees, investment objectives, strategies and risks is set forth in their applicable offering documents. References to the “Private Funds” in this brochure include only the Private Funds and not the Private Funds’ investors. Copies of this brochure, however, will be provided to the Private Funds’ investors upon request. Assets Under Management As of December 31, 2023, PFA manages $929,555,881 in client assets on a discretionary basis and no client assets on a non-discretionary basis.

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