FIGURE INVESTMENT ADVISORS, LLC

other names
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Adviser Profile
As of Date 03/29/2024
Adviser Type - An investment adviser (or subadviser) to an investment company
Number of Employees 4 -42.86%
of those in investment advisory functions 1 -50.00%
Registration SEC, Approved, 4/4/2012
AUM* 70,832,415 65.81%
of that, discretionary 70,832,415 65.81%
Private Fund GAV* 8,050,000 -67.16%
Avg Account Size 70,832,415 231.62%
SMA’s No
Private Funds 2 1
Contact Info 628 xxxxxxx
Websites

Client Types

- Pooled investment vehicles

Advisory Activities

- Portfolio management for investment companies
- Portfolio management for pooled investment vehicles

Compensation Arrangments

- A percentage of assets under your management
- Performance-based fees

Recent News

Reported AUM

Discretionary
Non-discretionary
395M 339M 282M 226M 169M 113M 56M
2015 2016 2017 2018 2019 2020 2021 2022 2023

Private Funds



Employees

Private Funds Structure

Fund Type Count GAV
Fund TypeHedge Fund Count1 GAV$
Fund TypeOther Private Fund Count1 GAV$8,050,000

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Brochure Summary

Overview

Cabezon Investment Group, LLC (“Cabezon”) was renamed Figure Investment Advisors, LLC as of April 22, 2020. FIA was sold to Sutton Place Associates, LLC on December 31, 2017. In June 2018, agreements were finalized to transfer the entire interest of Cabezon from Sutton Place Associates, LLC to Michael Cagney, Kenneth Chan, and William White effective January 1, 2018, and later to Figure Asset Management, LLC effective February 15, 2018, which is wholly owned by Figure Technologies, Inc. FIA remains privately owned. FIA provides management services to companies registered as investment companies under the Investment Company Act of 1940, et,all, and companies which receive exemption from registration
under the Securities Act of 1933 and the Investment Company Act of 1940, et., al. To manage these investment vehicles, FIA offers a range of strategies. FIA’s macroeconomic viewpoints guide its asset class selection, portfolio design, trade execution and risk management. The investment portfolios are managed on a discretionary basis and are primarily offered through private funds/pooled investment vehicles (also referred to as the “client accounts”). The investment parameters for each client account are agreed upon with the client. As of December 31, 2023, FIA managed approximately $62.8. million in regulatory assets under management, all of which are managed on a discretionary basis.