9AT: SUN MOUNTAIN CAPITAL ADVISORS, LLC

other names

SUN MOUNTAIN CAPITAL ADVISORS, LLC
SUN MOUNTAIN CAPITAL
SUN MOUNTAIN PRIVATE CREDIT INVESTORS, LLC (RELYING ADVISER)
SUN MOUNTAIN KEGONSA, LLC (RELYING ADVISER)
SUN MOUNTAIN CAPITAL PARTNERS, L.L.C. (RELYING ADVISER)
SUN MOUNTAIN CAPITAL PARTNERS (MEXICO), L.P. (RELYING ADVISER)
SUN MOUNTAIN CAPITAL PARTNERS (MEXICO) GP, L.L.C. (RELYING ADVISER)
SUN MOUNTAIN CAPITAL LLC (RELYING ADVISER)

Adviser Profile

As of Date	03/25/2026
ADV Location	SANTA FE, NM, United States
Adviser Type - Large advisory firm
Number of Employees	7 -22%
of those in investment advisory functions	5 -29%
Registration	SEC, Approved, 05/25/2011

AUM^*	378,687,028 -37%
of that, discretionary	378,687,028 -37%
Private Fund GAV^*	378,687,028 -26%
Avg Account Size	42,076,336 -23%
SMA’s	No
Private Funds	10 1
Contact Info	505 xxxxxxx
Websites

Client Types

- Pooled investment vehicles

Advisory Activities

- Portfolio management for pooled investment vehicles
- Selection of other advisers

Compensation Arrangments

- A percentage of assets under your management
- Performance-based fees

Fund Type	Count	GAV
Fund TypePrivate Equity Fund	Count4	GAV$257,592,749
Fund TypeVenture Capital Fund	Count4	GAV$96,890,963
Fund TypeOther Private Fund	Count2	GAV$24,203,316

Adviser	Hedge Fund	Liquidity Fund	Private Equity Fund	Real Estate Fund	Securitized Asset Fund	Venture Capital Fund	Other Fund	Total Private Fund GAV	AUM	#Funds
Adviser BELL HILL MANAGER LLC	Hedge Fund-	Liquidity Fund-	Private Equity Fund19.8m	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund250.0k	Other Fund37.2m	Total Private Fund GAV57.6m	AUM-	#Funds7
Adviser MONTLAKE CAPITAL	Hedge Fund-	Liquidity Fund-	Private Equity Fund14.0m	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund4.6m	Total Private Fund GAV18.6m	AUM-	#Funds7
Adviser BROOKLINE INVESTMENTS, INC.	Hedge Fund-	Liquidity Fund-	Private Equity Fund70.5m	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund214.2m	Other Fund63.1m	Total Private Fund GAV561.9m	AUM402.6m	#Funds7
Adviser HIGHVISTA PRIVATE CAPITAL MANAGEMENT LLC	Hedge Fund-	Liquidity Fund-	Private Equity Fund4.7b	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund329.3m	Other Fund-	Total Private Fund GAV5.3b	AUM5.8b	#Funds58
Adviser JACOBS ASSET MANAGEMENT, LLC	Hedge Fund366.4m	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV366.4m	AUM366.4m	#Funds1
Adviser CAPRICORN INVESTMENT GROUP LLC	Hedge Fund-	Liquidity Fund-	Private Equity Fund3.3b	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund3.3b	Other Fund513.6m	Total Private Fund GAV10.3b	AUM12.5b	#Funds31
Adviser SOVEREIGN'S CAPITAL MANAGEMENT, LLC	Hedge Fund66.2m	Liquidity Fund-	Private Equity Fund932.1m	Real Estate Fund62.3m	Securitized Asset Fund-	Venture Capital Fund143.7m	Other Fund378.9m	Total Private Fund GAV1.7b	AUM1.1b	#Funds39
Adviser PLACEHOLDER MANAGEMENT, LLC	Hedge Fund-	Liquidity Fund-	Private Equity Fund345.4m	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV345.4m	AUM345.4m	#Funds3
Adviser MAIN STREET ADVISORS	Hedge Fund122.4m	Liquidity Fund-	Private Equity Fund1.6b	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund49.6m	Total Private Fund GAV1.8b	AUM9.6b	#Funds7
Adviser SAGE COLLECTIVE	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM-	#Funds-

Brochure Summary

Overview

Sun Mountain Capital Advisors, L.L.C. and its related advisors (collectively “SMCA”), based in Santa Fe, New Mexico, are venture capital, private credit, private equity, and debt financing advisers that provide private fund investment advisory services through the management of pooled investment vehicles (referred to herein as “Funds” or “Clients”). SMCA was founded in 2007 by a team of three senior investment professionals with over 80 years of combined private equity experience. We currently have nine employees. At SMCA, we have Funds that make investments primarily in the U.S. and Mexico via direct venture capital, private credit, or debt financing investments, or into other venture capital funds via a fund-of-funds model. All Funds are structured as either U.S. or Canadian limited partnerships. SMCA provides management services,

including the evaluation, structuring, and negotiation of potential investments, management consulting of the Funds’ portfolio companies (each a “Portfolio Company”) following an investment, and analyses and management of the timing of investment realizations. We have discretion to invest in a range of investment instruments consistent with the respective programs of each Fund. The terms by which SMCA provides investment advice to the Funds are described in each Fund’s governing documents, which may include a confidential offering memorandum, an investment management agreement, and a limited partnership agreement, among others. Investment advice is provided directly to each Fund and not individually to the limited partners or investors in the Funds. As of December 31, 2023, SMCA’s discretionary assets under management was $599,019,302.

SUN MOUNTAIN CAPITAL ADVISORS, LLC

Adviser Profile

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Brochure Summary

Overview