9AT: MALTESE CAPITAL MANAGEMENT, LLC

other names

Adviser Profile

As of Date	12/17/2024
Adviser Type - Large advisory firm
Number of Employees	17 -10.53%
of those in investment advisory functions	11 -8.33%
Registration	SEC, Approved, 11/17/2010

AUM^*	747,090,000 -19.30%
of that, discretionary	747,090,000 -19.30%
Private Fund GAV^*	696,505,000 -5.75%
Avg Account Size	83,010,000 -28.26%
SMA’s	No
Private Funds	8
Contact Info	212 xxxxxxx
Websites

Client Types

- Pooled investment vehicles
- Corporations or other businesses not listed above

Advisory Activities

- Portfolio management for pooled investment vehicles
- Portfolio management for businesses

Compensation Arrangments

- A percentage of assets under your management
- Performance-based fees

Fund Type	Count	GAV
Fund TypeHedge Fund	Count8	GAV$696,505,000

Adviser	Hedge Fund	Liquidity Fund	Private Equity Fund	Real Estate Fund	Securitized Asset Fund	Venture Capital Fund	Other Fund	Total Private Fund GAV	AUM	#Funds
Adviser SIMCOE CAPITAL MANAGEMENT, LLC	Hedge Fund912.3m	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV912.3m	AUM912.3m	#Funds4
Adviser SANTA LUCIA ASSET MANAGEMENT PTE. LTD.	Hedge Fund107.0m	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV107.0m	AUM1.1b	#Funds1
Adviser BORNITE CAPITAL MANAGEMENT LP	Hedge Fund752.9m	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV752.9m	AUM752.9m	#Funds5
Adviser TIPTREE ADVISORS, LLC	Hedge Fund715.6m	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV715.6m	AUM1.6b	#Funds6
Adviser RUDIUS MANAGEMENT, L.P.	Hedge Fund945.2m	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV945.2m	AUM945.2m	#Funds6
Adviser MERK INVESTMENTS LLC	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM1.1b	#Funds-
Adviser PARADIGM BIOCAPITAL ADVISORS LP	Hedge Fund2.0b	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV2.0b	AUM2.4b	#Funds3
Adviser PHILOSOPHY CAPITAL MANAGEMENT LLC	Hedge Fund1.1b	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV1.1b	AUM1.2b	#Funds4
Adviser MFP INVESTORS LLC	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM487.0m	#Funds-
Adviser GRANVILLE CAPITAL, INC.	Hedge Fund623.0m	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV623.0m	AUM1.1b	#Funds7

Stock Ticker	Stock Name	$ Position	% Position	$ Change	# Change
Stck Ticker060505104	Stock NameBANK AMERICA CORP	$ Position$4,116,621	% Position1.00%	$ Change26.00%	# Change14.00%
Stck Ticker023576101	Stock NameAMERANT BANCORP INC	$ Position$4,422,233	% Position1.00%	$ Change	# Change
Stck Ticker023576101	Stock NameAMERANT BANCORP INC	$ Position$4,022,685	% Position1.00%	$ Change	# Change
Stck Ticker023576101	Stock NameAMERANT BANCORP INC	$ Position$7,014,913	% Position1.00%	$ Change9.00%	# Change4.00%
Stck Ticker023576101	Stock NameAMERANT BANCORP INC	$ Position$8,037,212	% Position1.00%	$ Change-50.00%	# Change-52.00%
Stck Ticker03076K108	Stock NameAMERIS BANCORP	$ Position$4,990,270	% Position1.00%	$ Change-13.00%	# Change-13.00%
Stck Ticker03076K108	Stock NameAMERIS BANCORP	$ Position$4,612,410	% Position1.00%	$ Change-56.00%	# Change-56.00%
Stck Ticker172967424	Stock NameCITIGROUP INC	$ Position$8,952,130	% Position1.00%	$ Change14.00%	# Change1.00%
Stck Ticker172967424	Stock NameCITIGROUP INC	$ Position$7,015,349	% Position1.00%	$ Change	# Change
Stck Ticker172967424	Stock NameCITIGROUP INC	$ Position$8,286,944	% Position1.00%	$ Change-47.00%	# Change-53.00%

Brochure Summary

Overview

Maltese Capital Management, LLC (the “Adviser”) is an investment adviser with its principal place of business in New York, New York that commenced operations as an investment adviser in 1996 and has been registered with the Securities and Exchange Commission (the “SEC”) since November 17, 2010. The Adviser changed its name in early 2015 from Sandler O’Neill Asset Management, LLC, as previously disclosed in the Adviser’s amendment filing made as of January 1, 2015. Terry Maltese is the principal owner of the Adviser. The Adviser provides investment advisory services on a discretionary basis to client accounts that are private pooled investment vehicles, including Malta Hedge Fund, L.P., Malta Hedge Fund II, L.P., Malta Phoenix Partners, L.P., and Malta Phoenix Partners, L.P. Class B (each a “Domestic Fund”); and Malta Market Neutral Master Fund, Ltd., Malta Titan Fund, L.P., and Malta Offshore, Ltd. (each an “Offshore Fund”). Maltese Capital Holdings, LLC, an affiliate of the Adviser, serves as the general partner

to the Domestic Funds and Malta Titan Fund, L.P. The Domestic Funds and the Offshore Funds are collectively referred to as the “Funds.” The Adviser also provides investment advisory services on a discretionary basis to client accounts that are separately managed accounts (the “SMAs,” and together with the Funds, the “Clients”). The Adviser provides advice to Clients based on their specific investment objectives, strategies and investment restrictions. The Adviser does not tailor advisory services to the individual needs of investors in the Funds. Investors in the Funds may not impose restrictions on investing in certain securities or certain types of securities. Agreements governing SMAs are negotiated separately, and investment restrictions for the SMAs are included in the governing documents for the SMAs (the “SMA Agreements”). As of December 31, 2023, the Adviser had approximately $747 million regulatory assets under management, all of which are managed on a discretionary basis.

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MALTESE CAPITAL MANAGEMENT, LLC

Adviser Profile

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