Adviser Profile

As of Date 03/16/2026
Registration SEC, Approved, 12/17/2009
Other registrations (1)
ADV Location NEW YORK, NY, United States
Contact Info 212 xxxxxxx
Websites
AUM* 9,323,576,105 35%
of that, discretionary 7,378,100,350 70%
Number of Employees 52 4%
of those in investment advisory functions 20 -5%
Private Fund GAV* 0
Avg Account Size 1,685,390 25%
% High Net Worth 89.06% 0%
SMA’s Yes
Private Funds 0

Adviser Type

- Large advisory firm

Client Types

- Individuals (other than high net worth individuals)
- High net worth individuals
- Charitable organizations
- Corporations or other businesses not listed above

Advisory Activities

- Financial planning services
- Portfolio management for individuals and/or small businesses
- Selection of other advisers

Compensation Arrangments

- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)

Reported AUM

7B 6B 5B 4B 3B 2B 1B
2016 2017 2018 2019 2020 2021 2022 2023 2024 2025 2026
Discretionary
Non-discretionary

Private Funds

No private funds

Employees

Form ADV-E Surprise Examination Reports

Accounting Firm Name Filing Date Form ADV-E
Accounting Firm Name HILL, BARTH & KING LLC Filing Date12/12/2025 Form ADV-E View Report
Accounting Firm Name HILL, BARTH & KING, LLC Filing Date11/20/2024 Form ADV-E View Report
Accounting Firm Name ZAPKEN AND LOEB LLP Filing Date10/27/2023 Form ADV-E View Report

Brochure Summary