Adviser Profile

As of Date 12/17/2023
Registration status Terminated
ADV Location NEW YORK, NY, United States
Contact Info (64 xxxxxxx
Websites
AUM* 2,073,838,293 -8%
of that, discretionary 2,073,838,293 -8%
Number of Employees 67 -1%
of those in investment advisory functions 12 -56%
Private Fund GAV* 0
Avg Account Size 172,819,858 45%
SMA’s Yes
Private Funds 0 16

Adviser Type

- Large advisory firm

Client Types

- Banking or thrift institutions
- Pooled investment vehicles
- Other

Advisory Activities

- Portfolio management for pooled investment vehicles
- Portfolio management for businesses

Compensation Arrangments

- A percentage of assets under your management
- Performance-based fees

Reported AUM

2B 2B 2B 1B 968M 646M 323M
2015 2016 2017 2018 2019 2020 2021 2022 2023
Discretionary
Non-discretionary

Private Funds

Employees

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Top Holdings

Stock Ticker Stock Name $ Position % Position $ Change # Change
Stck Ticker000000000 Stock NameN/A $ Position$ % Position $ Change # Change

Brochure Summary