Adviser Profile

As of Date 02/10/2026
Registration SEC, Approved, 06/29/2009
ADV Location WINSTON SALEM, NC, United States
Contact Info 336 xxxxxxx
Websites
AUM* 450,303,587 33%
of that, discretionary 407,988,515 34%
Number of Employees 8
of those in investment advisory functions 4
Private Fund GAV* 0
Avg Account Size 636,922 36%
% High Net Worth 50.51% 40%
SMA’s Yes
Private Funds 0

Adviser Type

- Large advisory firm

Client Types

- Individuals (other than high net worth individuals)
- High net worth individuals
- Pension and profit sharing plans

Advisory Activities

- Financial planning services
- Portfolio management for individuals and/or small businesses
- Pension consulting services

Compensation Arrangments

- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)

Reported AUM

408M 350M 291M 233M 175M 117M 58M
2015 2016 2017 2018 2019 2020 2021 2022 2023 2024 2025 2026
Discretionary
Non-discretionary

Private Funds

No private funds

Employees

Brochure Summary