Adviser Profile

AUM* 69,524,492,986 51%
of that, discretionary 69,401,339,525 51%
Number of Employees 794 49%
of those in investment advisory functions 34 6%
Private Fund GAV* 0
Avg Account Size 51,711 24%
% High Net Worth 2.41% 29%
SMA’s Yes
Private Funds 0

Adviser Type

- Large advisory firm

Client Types

- Individuals (other than high net worth individuals)
- High net worth individuals
- Pension and profit sharing plans
- Charitable organizations
- Corporations or other businesses not listed above

Advisory Activities

- Financial planning services
- Portfolio management for individuals and/or small businesses
- Pension consulting services
- Educational seminars/workshops

Compensation Arrangments

- A percentage of assets under your management

Reported AUM

69B 59B 50B 40B 30B 20B 10B
2015 2016 2017 2018 2019 2020 2021 2022 2023 2024 2025 2026
Discretionary
Non-discretionary

Private Funds

No private funds

Employees

Form ADV-E Surprise Examination Reports

Accounting Firm Name Filing Date Form ADV-E
Accounting Firm Name PRICEWATERHOUSECOOPERS LLP Filing Date10/23/2025 Form ADV-E View Report
Accounting Firm Name PRICEWATERHOUSECOOPERS LLP Filing Date10/18/2024 Form ADV-E View Report
Accounting Firm Name PRICEWATERHOUSECOOPERS LLP Filing Date12/08/2023 Form ADV-E View Report

Top Holdings

Stock Ticker Stock Name $ Position % Position $ Change # Change
Stck Ticker921943858 Stock NameVANGUARD TAX MANAGED INTL FD $ Position$9,884,311 % Position17.00% $ Change12.00% # Change1.00%
Stck Ticker922908769 Stock NameVANGUARD INDEX FDS $ Position$8,860,797 % Position15.00% $ Change13.00% # Change-2.00%
Stck Ticker78464A854 Stock NameSPDR State Street Global Advisors $ Position$8,601,795 % Position15.00% $ Change23.00% # Change7.00%
Stck Ticker922042858 Stock NameVANGUARD INTL EQUITY INDEX F $ Position$3,216,208 % Position5.00% $ Change11.00% # Change1.00%
Stck Ticker464288414 Stock NameISHARES TR $ Position$2,264,273 % Position4.00% $ Change9.00% # Change7.00%
Stck Ticker464287226 Stock NameISHARES TR $ Position$1,546,180 % Position3.00% $ Change-35.00% # Change-35.00%
Stck Ticker464287150 Stock NameISHARES TR $ Position$1,698,282 % Position3.00% $ Change12.00% # Change-3.00%
Stck Ticker922908744 Stock NameVANGUARD INDEX FDS $ Position$1,036,928 % Position2.00% $ Change9.00% # Change-2.00%
Stck Ticker92203J407 Stock NameVANGUARD CHARLOTTE FDS $ Position$983,202 % Position2.00% $ Change5.00% # Change5.00%
Stck Ticker78468R853 Stock NameSPDR State Street Global Advisors $ Position$1,106,159 % Position2.00% $ Change20.00% # Change1.00%

Brochure Summary