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Adviser Profile

As of Date 09/27/2024
Adviser Type - Large advisory firm
- An investment adviser (or subadviser) to an investment company
Number of Employees 212 -5.36%
of those in investment advisory functions 83 -4.60%
Registration SEC, Approved, 03/10/2009
AUM* 136,711,545,887 14.73%
of that, discretionary 131,909,829,158 18.63%
Private Fund GAV* 0 -100.00%
Avg Account Size 70,761,670 4.87%
% High Net Worth 63.97% -14.76%
SMA’s Yes
Private Funds 0 4
Contact Info 212 xxxxxxx
Websites

Client Types

- High net worth individuals
- Banking or thrift institutions
- Investment companies
- Pooled investment vehicles
- Pension and profit sharing plans
- Charitable organizations
- State or municipal government entities
- Other investment advisers
- Insurance companies
- Sovereign wealth funds and foreign official institutions
- Corporations or other businesses not listed above

Advisory Activities

- Portfolio management for individuals and/or small businesses
- Portfolio management for investment companies
- Portfolio management for pooled investment vehicles
- Portfolio management for businesses
- Selection of other advisers

Compensation Arrangments

- A percentage of assets under your management
- Performance-based fees

Reported AUM

Discretionary
Non-discretionary
138B 118B 98B 79B 59B 39B 20B
2015 2016 2017 2018 2019 2020 2021 2022 2023

Private Funds



Employees

Brochure Summary