9AT: SEMINOLE ADVISORY SERVICES, LLC

Adviser Profile

As of Date	03/31/2026
Registration	SEC, Approved, 01/02/2009
ADV Location	BELLAIR BLUFFS, FL, United States
Contact Info	727 xxxxxxx
Websites

AUM^*	242,523,032 14%
of that, discretionary	242,523,032 14%
Number of Employees	4
of those in investment advisory functions	3
Private Fund GAV^*	242,523,032 7%
Avg Account Size	242,523,032 14%
SMA’s	No
Private Funds	1

Adviser Type

- Large advisory firm

Client Types

- Pooled investment vehicles

Advisory Activities

- Portfolio management for pooled investment vehicles

Compensation Arrangments

- A percentage of assets under your management

	Count	GAV
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Adviser	Hedge Fund	Liquidity Fund	Private Equity Fund	Real Estate Fund	Securitized Asset Fund	Venture Capital Fund	Other Fund	Total Private Fund GAV	AUM	#Funds
Adviser TITAN FUND MANAGEMENT, LLC	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund250.7m	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV250.7m	AUM250.7m	#Funds4
Adviser KINLOCH CAPITAL, LLC	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM301.1m	#Funds-
Adviser SAFE HARBOR CAPITAL PARTNERS	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund401.0m	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV401.0m	AUM343.8m	#Funds7
Adviser HILLCREST CREDIT AND INCOME FUND II MANAGER, LLC	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund88.0m	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV88.0m	AUM490.0m	#Funds2
Adviser VIZCAYA CAPITAL, LLC	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund11.6m	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV11.6m	AUM631.4m	#Funds1
Adviser HUMPHREYS CAPITAL, LLC	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund210.1m	Securitized Asset Fund-	Venture Capital Fund-	Other Fund42.4m	Total Private Fund GAV252.4m	AUM252.4m	#Funds5
Adviser KDK PRIVATE WEALTH MANAGEMENT	Hedge Fund6.7m	Liquidity Fund-	Private Equity Fund-	Real Estate Fund16.4m	Securitized Asset Fund-	Venture Capital Fund-	Other Fund30.4m	Total Private Fund GAV53.4m	AUM584.6m	#Funds5
Adviser SDS REAL ESTATE ADVISORS	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund473.8m	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV473.8m	AUM473.8m	#Funds7
Adviser MIDTOWN INVESTMENT ADVISORS LLC	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund278.0m	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV278.0m	AUM278.0m	#Funds11
Adviser BISON CAPITAL GROUP, LLC	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund306.2m	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV306.2m	AUM306.2m	#Funds31

Brochure Summary

Overview

We were founded in 2008 by Robert J. Banks and since that time have offered investment advisory services. At present, we are 100% owned by Seminole Holdings Group, LLC. The principal owner (those who own 25% or more) of Seminole Holdings Group, LLC is Robert J. Banks. We provide discretionary portfolio management services to a small number of investment trusts which are wholly owned by pension funds. These portfolio management services concern real estate related loans, real estate equity investments and renewable energy related loans. Our principal client relationship is with the Seminole Mortgage Trust. Our advisory services are limited to advice regarding real estate related loans, real estate equity investments and renewable energy project related investments. Portfolio investment decisions are made according to the investment objectives

and risk tolerances of our clients, and also our clients’ stated investment restrictions (if any) and special circumstances. As a relationship- oriented firm, we emphasize individualized attention to a client’s assets and investment needs. In addition, we have the ability to delegate any of our responsibilities under investment management agreements with the Seminole Mortgage Trust. Pursuant to an Administrative Services Agreement we have engaged Seminole Financial Services, LLC (“SFS”), one of our affiliates, to provide certain administrative services required by our client in connection with their investment activities. SFS’s compensation for such services is paid by us, not our client. As of December 31, 2023, we managed $213,603,692 of client assets on a discretionary basis and $0 of client assets on a non-discretionary basis.

SEMINOLE ADVISORY SERVICES, LLC

SEMINOLE ADVISORY SERVICES, LLC

Adviser Profile

Details

Adviser Type

Client Types

Advisory Activities

Compensation Arrangments

Reported AUM

Private Funds

Employees

Private Funds Structure

Similar advisers

Brochure Summary

Overview

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SEMINOLE ADVISORY SERVICES, LLC SEMINOLE ADVISORY SERVICES, LLC

Adviser Profile

Details

Adviser Type

Client Types

Advisory Activities

Compensation Arrangments

Reported AUM

Private Funds

Employees

Private Funds Structure

Similar advisers

Brochure Summary

Overview

SEMINOLE ADVISORY SERVICES, LLC

SEMINOLE ADVISORY SERVICES, LLC