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Adviser Profile

As of Date 05/08/2025
Adviser Type - Large advisory firm
Number of Employees 43 4.88%
of those in investment advisory functions 15 -40.00%
Registration Georgia, Terminated, 01/09/2009
Other registrations (2)
AUM* 6,866,502,932 51.55%
of that, discretionary 6,866,502,932 51.55%
Private Fund GAV* 0 -100.00%
Avg Account Size 467,618 45.34%
% High Net Worth 7.29% 150.07%
SMA’s Yes
Private Funds 0 1
Contact Info 770 xxxxxxx
Websites

Client Types

- Individuals (other than high net worth individuals)
- High net worth individuals
- Investment companies
- Pension and profit sharing plans
- Charitable organizations
- Other investment advisers
- Corporations or other businesses not listed above

Advisory Activities

- Portfolio management for individuals and/or small businesses
- Portfolio management for investment companies
- Portfolio management for businesses

Compensation Arrangments

- A percentage of assets under your management
- Subscription fees (for a newsletter or periodical)

Reported AUM

6B 5B 4B 3B 2B 2B 787M
2015 2016 2017 2018 2019 2020 2021 2022 2023
Discretionary
Non-discretionary

Private Funds

Employees

Top Holdings

Stock Ticker Stock Name $ Position % Position $ Change # Change
Stck Ticker921910816 Stock NameVANGUARD WORLD FD $ Position$498,829,976 % Position13.00% $ Change-10.00% # Change0.00%
Stck Ticker46090E103 Stock NameINVESCO QQQ TR $ Position$479,759,039 % Position12.00% $ Change-8.00% # Change0.00%
Stck Ticker66538R748 Stock NameNORTHERN LTS FD TR III $ Position$229,385,386 % Position6.00% $ Change-14.00% # Change-1.00%
Stck Ticker921908844 Stock NameVANGUARD SPECIALIZED FUNDS $ Position$234,388,805 % Position6.00% $ Change-1.00% # Change0.00%
Stck Ticker66538R730 Stock NameNORTHERN LTS FD TR III $ Position$192,301,251 % Position5.00% $ Change-8.00% # Change-1.00%
Stck Ticker78462F103 Stock NameSPDR S&P 500 ETF TR $ Position$181,166,567 % Position5.00% $ Change-5.00% # Change0.00%
Stck Ticker78464A359 Stock NameSPDR SER TR $ Position$181,994,967 % Position5.00% $ Change-1.00% # Change1.00%
Stck Ticker25461A726 Stock NameDIREXION SHS ETF TR $ Position$190,299,501 % Position5.00% $ Change-13.00% # Change2.00%
Stck Ticker78468R663 Stock NameSPDR SER TR $ Position$121,841,545 % Position3.00% $ Change16.00% # Change16.00%
Stck Ticker464287226 Stock NameISHARES TR $ Position$121,446,510 % Position3.00% $ Change15.00% # Change12.00%

Brochure Summary