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Adviser Profile

Registration status Terminated
As of Date 05/10/2019
Adviser Type - Large advisory firm
- An investment adviser (or subadviser) to an investment company
Number of Employees 26
of those in investment advisory functions 13
AUM* 1,083,518,594 0.94%
of that, discretionary 1,083,518,594 0.94%
Private Fund GAV* 0
Avg Account Size 45,146,608 -15.89%
SMA’s No
Private Funds 0 5

Client Types

- Investment companies
- Pooled investment vehicles

Advisory Activities

- Portfolio management for investment companies
- Portfolio management for pooled investment vehicles

Compensation Arrangments

- A percentage of assets under your management
- Fixed fees (other than subscription fees)
- Performance-based fees

Reported AUM

2B 2B 2B 1B 903M 602M 301M
2015 2016 2017 2018 2019
Discretionary
Non-discretionary

Private Funds

Employees