Adviser Profile

As of Date 03/02/2026
Registration SEC, Approved, 11/06/2007
Other registrations (13)
ADV Location BOCA RATON, FL, United States
Contact Info 954 xxxxxxx
Websites
AUM* 1,082,643,515 33%
of that, discretionary 1,033,361,998 40%
Number of Employees 89
of those in investment advisory functions 74 12%
Private Fund GAV* 0
Avg Account Size 300,151 32%
% High Net Worth 24.65% 20%
SMA’s Yes
Private Funds 0

Adviser Type

- Large advisory firm

Client Types

- Individuals (other than high net worth individuals)
- High net worth individuals
- Pension and profit sharing plans
- Charitable organizations
- Corporations or other businesses not listed above
- Other

Advisory Activities

- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses
- Selection of other advisers

Compensation Arrangments

- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)

Reported AUM

1B 886M 738M 590M 443M 295M 148M
2015 2016 2017 2018 2019 2020 2021 2022 2023 2024 2025 2026
Discretionary
Non-discretionary

Private Funds

No private funds

Employees

Top Holdings

Stock Ticker Stock Name $ Position % Position $ Change # Change
Stck Ticker67066G104 Stock NameNVIDIA CORPORATION $ Position$48,833,471 % Position6.00% $ Change16.00% # Change2.00%
Stck Ticker92189F676 Stock NameVANECK ETF TRUST $ Position$30,483,939 % Position4.00% $ Change66.00% # Change-3.00%
Stck Ticker037833100 Stock NameAPPLE INC $ Position$26,660,966 % Position3.00% $ Change17.00% # Change3.00%
Stck Ticker22788C105 Stock NameCROWDSTRIKE HLDGS INC $ Position$26,618,323 % Position3.00% $ Change99.00% # Change2.00%
Stck Ticker023135106 Stock NameAMAZON COM INC $ Position$26,667,783 % Position3.00% $ Change21.00% # Change6.00%
Stck Ticker46090E103 Stock NameINVESCO QQQ TR $ Position$20,733,463 % Position3.00% $ Change30.00% # Change2.00%
Stck Ticker02079K107 Stock NameALPHABET INC $ Position$18,374,551 % Position2.00% $ Change26.00% # Change3.00%
Stck Ticker464287291 Stock NameISHARES TR $ Position$14,972,484 % Position2.00% $ Change47.00% # Change2.00%
Stck Ticker464287200 Stock NameISHARES TR $ Position$14,102,199 % Position2.00% $ Change19.00% # Change4.00%
Stck Ticker11135F101 Stock NameBROADCOM INC $ Position$18,460,173 % Position2.00% $ Change33.00% # Change9.00%

Brochure Summary