9AT: CUBIC ASSET MANAGEMENT, LLC

Adviser Profile

As of Date	07/17/2024
Registration status	Terminated
ADV Location	BOSTON, MA, United States
Contact Info	617 xxxxxxx
Websites

AUM^*	679,278,029 6%
of that, discretionary	679,278,029 6%
Number of Employees	6
of those in investment advisory functions	3
Private Fund GAV^*	0
Avg Account Size	2,227,141 10%
% High Net Worth	70.49% -5%
SMA’s	Yes
Private Funds	0 1

Adviser Type

- Large advisory firm

Client Types

- Individuals (other than high net worth individuals)
- High net worth individuals
- Pooled investment vehicles
- Pension and profit sharing plans
- Charitable organizations
- Other investment advisers
- Corporations or other businesses not listed above

Advisory Activities

- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses

Compensation Arrangments

- A percentage of assets under your management
- Fixed fees (other than subscription fees)
- Performance-based fees

Adviser	Hedge Fund	Liquidity Fund	Private Equity Fund	Real Estate Fund	Securitized Asset Fund	Venture Capital Fund	Other Fund	Total Private Fund GAV	AUM	#Funds
Adviser AGIS MANAGEMENT LLC	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund220.2m	Total Private Fund GAV220.2m	AUM220.2m	#Funds1
Adviser SHOREBRIDGE CAPITAL MANAGEMENT, LLC	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund735.1m	Total Private Fund GAV735.1m	AUM735.1m	#Funds4
Adviser LATERAL INVESTMENT MANAGEMENT, LLC	Hedge Fund-	Liquidity Fund-	Private Equity Fund312.8m	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund755.5m	Total Private Fund GAV1.1b	AUM1.0b	#Funds23
Adviser GCW PARTNERS LLP	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund59.0m	Total Private Fund GAV59.0m	AUM1.7b	#Funds1
Adviser JACKSON HOLE CAPITAL PARTNERS, LLC	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM1.1b	#Funds-
Adviser CAPITAL CREEK PARTNERS	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund182.9m	Total Private Fund GAV182.9m	AUM1.5b	#Funds14
Adviser PLATFORM TECHNOLOGY PARTNERS	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund51.4m	Total Private Fund GAV51.4m	AUM1.2b	#Funds6
Adviser PHAEACIAN PARTNERS LLC	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM640.6m	#Funds-
Adviser 4612 GROUP, LLC	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund286.1m	Total Private Fund GAV286.1m	AUM773.3m	#Funds9
Adviser TRUE GREEN CAPITAL MANAGEMENT LLC	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund876.2m	Total Private Fund GAV876.2m	AUM876.2m	#Funds10

Brochure Summary

Overview

Form ADV Part 2A, Item 4 Cubic Asset Management is an independent firm offering separate account management to endowments, foundations, retirement plans and high net worth individuals since November 1, 2007. The analysts/portfolio managers have over s eventy years combined investment experience. We offer several products, all built around a disciplined, bottom-up value investment strategy. The firm is 100% owned by James L. Kaplan, who previously owned J.L. Kaplan Associates, LLC, another registered investment advisor founded in 1976 which was sold to the Evergreen Investments division of Wachovia Bank on November 1, 2002. Our only office is located in the Back Bay area of Boston. Cubic Asset Management offers discretionary portfolio management services to both institutional and high-net worth clients. Stock selection is based upon fundamental criteria typically associated with a “value” investment style. We do not utilize market timing, technical or quantitative analysis. We do not offer financial planning services. However, certain high-net worth clients do ask for assistance in establishing asset allocation guidelines. We do not charge a fee for such consultation. In general,

we tailor our advisory services to the individual needs of clients in one of two ways. The majority of portfolios we manage consist of only equities, restricted to specific capitalizations (such as small-cap, smid-cap, mid-cap or all-cap, for example). Additionally, some clients impose additional restrictions, such as the requirement that we not purchase so-called sin stocks (like alcohol and tobacco), defense companies, companies that utilize animal testing, or foreign securities, to name a few. A few clients request that we purchase only dividend paying stocks. In addition to tailoring portfolios by market-cap, some high net worth and retirement plan clients specify that their portfolios be balanced between stocks and bonds, using targeted percentages. The equity portions of such portfolios are selected using the same criteria we use for equity-only portfolios; the bond portions are laddered. Clients frequently mandate minimum Moody’s or Standard and Poor’s ratings. We participate in a single wrap fee program for Capital Management Associates. We manage $679,278,029 of client assets on a discretionary basis as of December 31, 2023. We do not manage any accounts on a non-discretionary basis.

CUBIC ASSET MANAGEMENT, LLC

CUBIC ASSET MANAGEMENT, LLC

NONE

Adviser Profile

Details

Adviser Type

Client Types

Advisory Activities

Compensation Arrangments

Reported AUM

Private Funds

Employees

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Brochure Summary

Overview

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CUBIC ASSET MANAGEMENT, LLC CUBIC ASSET MANAGEMENT, LLC NONE

Adviser Profile

Details

Adviser Type

Client Types

Advisory Activities

Compensation Arrangments

Reported AUM

Private Funds

Employees

Similar advisers

Brochure Summary

Overview

CUBIC ASSET MANAGEMENT, LLC

CUBIC ASSET MANAGEMENT, LLC

NONE