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Adviser Profile

Registration status Terminated
As of Date 09/28/2024
Adviser Type - Large advisory firm
Number of Employees 70 -61.11%
of those in investment advisory functions 16 -44.83%
AUM* 2,186,536,197 -63.79%
of that, discretionary 2,184,537,591 -62.92%
Private Fund GAV* 0 -100.00%
Avg Account Size 2,911,500 -40.84%
% High Net Worth 57.66% 2.94%
SMA’s Yes
Private Funds 0 14
Contact Info 416 xxxxxxx
Websites

Client Types

- High net worth individuals
- Business development companies
- Pooled investment vehicles
- Charitable organizations
- Insurance companies
- Corporations or other businesses not listed above

Advisory Activities

- Portfolio management for individuals and/or small businesses
- Portfolio management for pooled investment vehicles
- Portfolio management for businesses
- Educational seminars/workshops

Compensation Arrangments

- A percentage of assets under your management
- Performance-based fees

Reported AUM

Discretionary
Non-discretionary
7B 6B 5B 4B 3B 2B 1B
2015 2016 2017 2018 2019 2020 2021 2022 2023

Private Funds



Employees

Top Holdings

Stock Ticker Stock Name $ Position % Position $ Change # Change
Stck TickerG0403H108 Stock NameAON PLC $ Position$55,247,787 % Position7.00% $ Change13.00% # Change9.00%
Stck Ticker03769M106 Stock NameAPOLLO GLOBAL MGMT INC $ Position$49,161,030 % Position6.00% $ Change19.00% # Change-10.00%
Stck Ticker037833100 Stock NameAPPLE INC $ Position$29,900,148 % Position4.00% $ Change3.00% # Change-4.00%
Stck Ticker594918104 Stock NameMICROSOFT CORP $ Position$30,965,498 % Position4.00% $ Change-2.00% # Change0.00%
Stck Ticker023135106 Stock NameAMAZON COM INC $ Position$25,088,563 % Position3.00% $ Change17.00% # Change-1.00%
Stck Ticker30303M102 Stock NameMETA PLATFORMS INC $ Position$22,258,748 % Position3.00% $ Change-17.00% # Change-19.00%
Stck Ticker67066G104 Stock NameNVIDIA CORPORATION $ Position$23,035,972 % Position3.00% $ Change10.00% # Change-1.00%
Stck Ticker78409V104 Stock NameS&P GLOBAL INC $ Position$27,726,824 % Position3.00% $ Change4.00% # Change8.00%
Stck Ticker02079K305 Stock NameALPHABET INC $ Position$26,248,536 % Position3.00% $ Change15.00% # Change0.00%
Stck Ticker90353T100 Stock NameUBER TECHNOLOGIES INC $ Position$21,906,957 % Position3.00% $ Change0.00% # Change25.00%

Brochure Summary