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Adviser Profile

As of Date 03/27/2025
Adviser Type - Large advisory firm
Number of Employees 14 7.69%
of those in investment advisory functions 10 11.11%
Registration Colorado, Terminated, 12/10/2007
Other registrations (1)
AUM* 487,814,567 15.48%
of that, discretionary 447,745,165 17.53%
Private Fund GAV* 31,379,795 -25.73%
Avg Account Size 368,162 -1.61%
% High Net Worth 20.57% 16.49%
SMA’s Yes
Private Funds 3
Contact Info 303 xxxxxxx
Websites

Client Types

- Individuals (other than high net worth individuals)
- High net worth individuals
- Pooled investment vehicles

Advisory Activities

- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for pooled investment vehicles
- Selection of other advisers

Compensation Arrangments

- A percentage of assets under your management
- Fixed fees (other than subscription fees)
- Performance-based fees

Reported AUM

Discretionary
Non-discretionary
405M 347M 289M 231M 173M 116M 58M
2015 2016 2017 2018 2019 2020 2021 2022 2023

Private Funds



Employees

Private Funds Structure

Fund Type Count GAV
Fund TypePrivate Equity Fund Count3 GAV$31,379,795

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Brochure Summary