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Adviser Profile

As of Date 03/30/2026
Registration SEC, Approved, 08/29/2007
Other registrations (1)
ADV Location LONE TREE, CO, United States
Contact Info 303 xxxxxxx
Websites
AUM* 539,000,822 16%
of that, discretionary 496,507,586 19%
Number of Employees 14 -7%
of those in investment advisory functions 10 -9%
Private Fund GAV* 27,228,524 -13%
Avg Account Size 402,239 11%
% High Net Worth 23.06% 29%
SMA’s Yes
Private Funds 3

Adviser Type

- Large advisory firm

Client Types

- Individuals (other than high net worth individuals)
- High net worth individuals
- Pooled investment vehicles

Advisory Activities

- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for pooled investment vehicles
- Selection of other advisers

Compensation Arrangments

- A percentage of assets under your management
- Fixed fees (other than subscription fees)
- Performance-based fees

Reported AUM

497M 426M 355M 284M 213M 142M 71M
2015 2016 2017 2018 2019 2020 2021 2022 2023 2024 2025 2026
Discretionary
Non-discretionary

Private Funds

Employees

Form ADV-E Surprise Examination Reports

Accounting Firm Name Filing Date Form ADV-E
Accounting Firm Name HAYNIE & COMPANY Filing Date04/28/2023 Form ADV-E View Report

Private Funds Structure

Count GAV
{{ TypeColumnLabel }} {{ item.FundType }} Count{{ formatCount(item.FundsCount) }} GAV{{ formatGAV(item.AUM) }}

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Top Holdings

Stock Ticker Stock Name $ Position % Position $ Change # Change
Stck Ticker00162Q346 Stock NameALPS ETF TR $ Position$7,960,561 % Position4.00% $ Change-19.00% # Change-18.00%
Stck Ticker084670702 Stock NameBERKSHIRE HATHAWAY INC DEL $ Position$5,280,502 % Position3.00% $ Change4.00% # Change0.00%
Stck Ticker464287309 Stock NameISHARES TR $ Position$5,816,600 % Position3.00% $ Change6.00% # Change-13.00%
Stck Ticker46654Q716 Stock NameJ P MORGAN EXCHANGE TRADED F $ Position$5,724,312 % Position3.00% $ Change-17.00% # Change-17.00%
Stck Ticker46641Q837 Stock NameJ P MORGAN EXCHANGE TRADED F $ Position$3,909,225 % Position2.00% $ Change-11.00% # Change-11.00%
Stck Ticker922908363 Stock NameVANGUARD INDEX FDS $ Position$2,867,179 % Position2.00% $ Change5.00% # Change-9.00%
Stck Ticker922908769 Stock NameVANGUARD INDEX FDS $ Position$4,282,328 % Position2.00% $ Change14.00% # Change-1.00%
Stck Ticker46434G764 Stock NameISHARES INC $ Position$3,595,001 % Position2.00% $ Change-23.00% # Change-41.00%
Stck Ticker464287200 Stock NameISHARES TR $ Position$2,697,812 % Position2.00% $ Change-5.00% # Change-17.00%
Stck Ticker037833100 Stock NameAPPLE INC $ Position$2,941,905 % Position2.00% $ Change-6.00% # Change-18.00%

Brochure Summary