Overview
AEGIS was founded in 2007 as a privately-held Texas limited liability company and is wholly-owned
by Mcube Investment Technologies LLC (“Mcube”). AEGIS became a registered investment adviser
in 2007. Mcube, a Texas limited liability company founded in 2002, is, in turn, majority-owned by
Messrs. Sanjay Muralidhar and Arun Muralidhar.
AEGIS provides investment management and advisory services on a discretionary and non-
discretionary basis to institutional clients, including pension and profit sharing plans, charitable
organizations and State or municipal government entities. Services provided by AEGIS involve
making recommendations on the allocation of its clients’ assets to various asset classes (equities,
bonds, commodities, currencies, etc.), pursuant to a variety of investment styles (including hedging
transactions). In some cases, AEGIS may directly invest residual cash from allocable client assets in
short-term cash instruments and cash equivalents.
AEGIS provides investment management and advisory services by entering into investment advisory
agreements with each client. Each agreement details a client’s investment objective, strategies and
guidelines as well as acceptable risk parameters. In addition, each such agreement provides instructions
on portfolio monitoring and reporting
as well as guidelines relating to execution and other matters
relating to brokerage.
AEGIS will execute transactions directly and based upon the client’s written instructions or
investment policy guidelines.
AEGIS’ client relationships may be terminated without penalty upon between fourteen (14) and thirty
(30) days’ prior written notice by either party or as otherwise specifically set forth in the relevant
investment advisory agreement. Investment advisory agreements cannot be assigned by either party.
Assets Under Management (“AUM”)
As of March 18, 2024 AEGIS managed $1,370,000,000 AUM on a (limited) non-discretionary basis.
It is important to note that the AUM is calculated and disclosed in this Item 5 in a manner consistent
with the express rules of the Investment Advisers Act of 1940, as amended (the “Advisers Act”) and
the requirements of Form ADV. Since AEGIS utilizes exchange-traded futures-based overlay
programs that take positions based upon the notional AUM and other investment guidelines (like risk
budget and/or asset class position limits), the actual exposure (dollar value) of positions maintained
will be lower than the notional AUM. In addition, the value of these positions will fluctuate over time
depending upon economic, market and other conditions.