9AT: RK CAPITAL MANAGEMENT, LLC

Adviser Profile

As of Date	12/19/2024
Registration status	Terminated
ADV Location	DENVER, CO, United States
Contact Info	303 xxxxxxx
Websites

AUM^*	549,018,637 3%
of that, discretionary	549,018,637 3%
Number of Employees	11
of those in investment advisory functions	6
Private Fund GAV^*	0
Avg Account Size	91,503,106 3%
SMA’s	Yes
Private Funds	0 3

Adviser Type

- Large advisory firm

Client Types

- Pooled investment vehicles
- State or municipal government entities

Advisory Activities

- Portfolio management for pooled investment vehicles

Compensation Arrangments

- A percentage of assets under your management
- Performance-based fees

Adviser	Hedge Fund	Liquidity Fund	Private Equity Fund	Real Estate Fund	Securitized Asset Fund	Venture Capital Fund	Other Fund	Total Private Fund GAV	AUM	#Funds
Adviser ENGLE CAPITAL MANAGEMENT, L.P.	Hedge Fund398.5m	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV398.5m	AUM492.4m	#Funds3
Adviser ORIBEL CAPITAL MANAGEMENT, LP	Hedge Fund101.1m	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV101.1m	AUM1.4b	#Funds3
Adviser ORANGE INVESTMENT ADVISORS, LLC	Hedge Fund22.2m	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV22.2m	AUM765.0m	#Funds1
Adviser 272 CAPITAL LP	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM141.9m	#Funds-
Adviser SKAANA MANAGEMENT L.P.	Hedge Fund233.7m	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV233.7m	AUM233.7m	#Funds1
Adviser LOGAN STONE	Hedge Fund526.9m	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV526.9m	AUM664.3m	#Funds2
Adviser ARVIN CAPITAL MANAGEMENT LP	Hedge Fund450.2m	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV450.2m	AUM953.4m	#Funds3
Adviser AR ASSET MANAGEMENT, INC.	Hedge Fund199.2m	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV199.2m	AUM702.4m	#Funds3
Adviser NIGHT OWL CAPITAL MANAGEMENT, LLC	Hedge Fund185.8m	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV185.8m	AUM1.1b	#Funds1
Adviser DAFNA CAPITAL MANAGEMENT, LLC	Hedge Fund1.3b	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV1.3b	AUM645.2m	#Funds6

Stock Ticker	Stock Name	$ Position	% Position	$ Change	# Change
Stck Ticker464287655	Stock NameISHARES TR	$ Position$100,063	% Position31.00%	$ Change	# Change
Stck Ticker536797103	Stock NameLITHIA MOTORS INC	$ Position$20,329	% Position6.00%	$ Change	# Change
Stck TickerH8088L103	Stock NameSPORTRADAR GROUP AG	$ Position$19,655	% Position6.00%	$ Change	# Change
Stck Ticker784635104	Stock NameSPX CORP	$ Position$20,251	% Position6.00%	$ Change-100.00%	# Change-100.00%
Stck TickerG3934V109	Stock NameGENIUS SPORTS LIMITED	$ Position$19,224	% Position6.00%	$ Change-100.00%	# Change-100.00%
Stck Ticker10948C107	Stock NameBRIGHTVIEW HLDGS INC	$ Position$15,173	% Position5.00%	$ Change-100.00%	# Change-100.00%
Stck Ticker580589109	Stock NameMCGRATH RENTCORP	$ Position$14,739	% Position5.00%	$ Change	# Change
Stck Ticker48242W106	Stock NameKBR INC	$ Position$14,980	% Position5.00%	$ Change-100.00%	# Change-100.00%
Stck TickerG25457105	Stock NameCREDO TECHNOLOGY GROUP HOLDI	$ Position$12,228	% Position4.00%	$ Change	# Change
Stck Ticker92847W103	Stock NameVITAL FARMS INC	$ Position$13,432	% Position4.00%	$ Change	# Change

Brochure Summary

Overview

Firm History & Management RK Capital Management, LLC, a Colorado limited liability company, was formed in June 2004 by Robert Ammann and Kevin Sonnett. Mr. Ammann and Mr. Sonnett each have a 50% ownership interest in RK Capital. There are no other persons or entities with an ownership interest in RK Capital. The firm registered with the United States Securities and Exchange Commission (the "SEC") as an investment adviser in January 2007. RK Capital provides investment advisory services to pooled investment vehicles such as limited partnerships, offshore exempted companies, and separately managed accounts. We provide investment advisory services in our role as the general partner of the Tessera Fund, LP, the Tessera QP Fund, LP (the "Tessera Onshore Funds"), and the Tessera Master Fund, LP, and in our role as investment manager of the Tessera Offshore Fund, Ltd. (the "Company") (collectively, the "Tessera Long/Short Funds"). Also, we provide investment advisory services in our role as the general partner of the Tessera Focus Fund, LP (the "Tessera Long Fund"). Also, we provide investment advisory services to a separately managed account (the "SMA"). The Tessera Long Fund and the SMA are collectively known as the "Long Funds." The Tessera Long/Short Funds and the Tessera Long Fund are collectively known as the "Tessera Funds." The Tessera

Long/Short Funds, the Tessera Long Fund, and the SMA are collectively referred to as the "Funds" or generally and individually as a "Fund." Advisory Services Our investment advice to the Funds is tailored to the Funds' investment objectives and restrictions as disclosed in the Funds' respective offering documents. We do not provide investment advice tailored to the particular needs of the investors in the Funds. As of February 29, 2024, we had approximately $511,700,000 in net assets under management ("AUM"). We exercise discretionary investment authority over all managed assets held in the Funds. RK Capital, its principals, and certain employees of RK Capital maintain investments in the Tessera Funds. These investments are included in the AUM number shown above. We invest primarily in publicly traded U.S. exchange-listed equities of small-capitalization ("small-cap") companies, typically less than $5 billion in market capitalization at the time of initial investment, as well as options and exchange-traded funds ("ETFs"). We may invest in other securities and securities of other market capitalizations. Still, our primary focus is U.S. exchange-traded small-cap equities. The Tessera QP Fund, L.P., and the Tessera Offshore Fund, Ltd. execute their investment strategies through direct investments in the Tessera Master Fund, L.P.

RK CAPITAL MANAGEMENT, LLC

RK CAPITAL MANAGEMENT, LLC

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RK CAPITAL MANAGEMENT, LLC RK CAPITAL MANAGEMENT, LLC

Related Companies

Adviser Profile

Details

Adviser Type

Client Types

Advisory Activities

Compensation Arrangments

Reported AUM

Private Funds

Employees

Similar advisers

Top Holdings

Brochure Summary

Overview

RK CAPITAL MANAGEMENT, LLC

RK CAPITAL MANAGEMENT, LLC