Advisory Firm and Acquisition by Triaxx Holdco, LLC Triaxx Asset Management LLC (formerly ICP Asset Management LLC) is an investment adviser registered with the SEC. TAM’s only clients are the Structured Product Vehicles and the Unregistered Funds (each as defined below). TAM’s principal place of business is located in New York, New York. TAM was formed as ICP Asset Management on December 17, 2004. On January 3, 2015, Triaxx Holdco, LLC, a Delaware limited liability company (“Triaxx”), acquired 100% of the limited liability company interests of TAM. The two principal owners of Triaxx are Vishal Garg and Nicholas Calamari, however, neither Vishal Garg nor Nicholas Calamari are involved in the day to day decision making for Triaxx Asset Management LLC. Types of Advisory Services TAM provides investment advisory services to the following clients.
• Structured Product Vehicles. TAM is the collateral manager for the following structured product vehicles comprising collateralized debt obligations (“CDOs”): Triaxx Prime 2006-1 Ltd., Triaxx Prime 2006-2 Ltd., and Triaxx Prime 2007-1 Ltd. (the “Structured Product Vehicles”).
• Unregistered Funds. Additionally, TAM is the investment manager for, and/or general partner of, an unregistered investment fund that invested in structured credit investments, including securities issued by the Structured Product Vehicles (the “Unregistered Funds”). The Unregistered Funds are currently not active, but awaiting distributions from the liquidation of the offshore Unregistered Fund. The Structured Product

Vehicles and the Unregistered Fund to which TAM provides collateral management and investment advisory services are referred to as the “Current Clients” or the “Funds.” TAM’s only clients are the Current Clients, and TAM does not intend to offer or provide investment advisory services to any clients other than the Current Clients. TAM provides collateral management and investment advisory services to the Current Clients in accordance with the applicable collateral management agreements, indentures, investment management agreements, offering circulars, partnership agreements and other governance documents relating to the Funds (collectively, the “Offering Documents”). Tailored Services TAM does not provide investment advice that is tailored to the specific needs, requests, and objectives of the investors in the Funds. Information about the Structured Product Vehicles and the Unregistered Funds, including their respective investment objectives and strategies, are set forth in the applicable Offering Documents. TAM has investment authority with respect to the Funds, subject to investment restrictions set forth in the applicable Offering Documents. Given that TAM does not provide individualized advice to the Funds’ investors, such investors are encouraged to consider whether the investment objectives of a particular Fund are in line with their individual objectives and risk tolerance prior to investment. Amount of Assets Under Management As of December 31, 2023, TAM managed approximately $45,300,000 of client assets, all of which are managed on a discretionary basis.