9AT: PROSPECTOR PARTNERS, LLC

PROSPECTOR PARTNERS, LLC

other names

PROSPECTOR PARTNERS, LLC

Adviser Profile

Registration status

Terminated

As of Date	03/25/2026
ADV Location	GUILFORD, CT, United States
Adviser Type - Large advisory firm - An investment adviser (or subadviser) to an investment company
Number of Employees	14
of those in investment advisory functions	9

AUM^*	811,707,109 13%
of that, discretionary	811,707,109 13%
Private Fund GAV^*	0 -100%
Avg Account Size	115,958,158 13%
SMA’s	Yes
Private Funds	0 4
Contact Info	203 xxxxxxx
Websites

Client Types

- Investment companies
- Pooled investment vehicles
- State or municipal government entities
- Insurance companies

Advisory Activities

- Portfolio management for individuals and/or small businesses
- Portfolio management for investment companies
- Portfolio management for pooled investment vehicles
- Portfolio management for businesses

Compensation Arrangments

- A percentage of assets under your management
- Performance-based fees

Reported AUM

857M 734M 612M 490M 367M 245M 122M

2015 2016 2017 2018 2019 2020 2021 2022 2023

Discretionary

Non-discretionary

Private Funds

GAV Count

Employees

Top Holdings

Stock Ticker	Stock Name	$ Position	% Position	$ Change	# Change
Stck Ticker30231G102	Stock NameEXXON MOBIL CORP	$ Position$5,590,876	% Position12.00%	$ Change-60.00%	# Change-62.00%
Stck Ticker084670702	Stock NameBERKSHIRE HATHAWAY INC DEL	$ Position$4,523,850	% Position10.00%	$ Change-86.00%	# Change-86.00%
Stck Ticker594918104	Stock NameMICROSOFT CORP	$ Position$4,683,860	% Position10.00%	$ Change-54.00%	# Change-51.00%
Stck Ticker69343T107	Stock NamePJT PARTNERS INC	$ Position$4,480,960	% Position10.00%	$ Change-53.00%	# Change-50.00%
Stck Ticker743315103	Stock NamePROGRESSIVE CORP	$ Position$4,848,159	% Position10.00%	$ Change-64.00%	# Change-60.00%
Stck Ticker75513E101	Stock NameRTX CORPORATION	$ Position$4,247,544	% Position9.00%	$ Change-43.00%	# Change-48.00%
Stck Ticker008474108	Stock NameAGNICO EAGLE MINES LTD	$ Position$3,577,083	% Position8.00%	$ Change-46.00%	# Change-46.00%
Stck Ticker437076102	Stock NameHOME DEPOT INC	$ Position$3,733,141	% Position8.00%	$ Change-68.00%	# Change-63.00%
Stck Ticker02079K305	Stock NameALPHABET INC	$ Position$2,892,120	% Position6.00%	$ Change-82.00%	# Change-86.00%
Stck Ticker74164M108	Stock NamePRIMERICA INC	$ Position$1,871,818	% Position4.00%	$ Change	# Change

Brochure Summary

Overview

The Adviser is an investment adviser with its principal place of business in Guilford, CT. The Adviser commenced operations as an investment adviser in March, 1997 and has been registered with the SEC since July, 2005. John D. Gillespie and Kevin R. O’Brien are the principal owners of the Adviser. The Adviser provides discretionary investment management services to various institutional clients, including, but not limited to, private investment funds, a registered investment company, insurance companies, and other corporate or institutional entities. In this regard, the Adviser acts as the investment manager to the following private investment funds (collectively, the "Investment Funds"): Prospector Partners Fund, L.P. ("Partners Fund"); Prospector Partners Small Cap Fund, L.P. ("Small Cap Fund"); Prospector Turtle Fund, L.P. ("Turtle Fund"); and Prospector Summit Fund, L.P. (“Summit

Fund”). An affiliate of the Adviser serves as the general partner of Partners Fund, Small Cap Fund, Turtle Fund and Summit Fund. The Adviser provides advice to client accounts based on specific investment objectives and strategies as outlined in an investment management agreement or confidential offering memorandum in the case of the Investment Funds. Separate account clients may impose restrictions on investing in certain securities or certain types of securities. These restrictions are specified in the investment management agreement with the client. The Adviser has an affiliated adviser, Prospector Partners Asset Management, LLC (“PPAM”). PPAM serves as investment adviser to a registered investment company, Prospector Funds, Inc. As of December 31, 2023 the Adviser had $579,209,675 client assets under management, all of which was managed on a discretionary basis.