9AT: HIGHBRIDGE CAPITAL MANAGEMENT, LLC

other names

HIGHBRIDGE CAPITAL MANAGEMENT, LLC
CVC III PARTNERS, LLC (RELYING ADVISER)
HPS DEL MAR GP, L.P. (RELYING ADVISER)
HIGHBRIDGE PRINCIPAL STRATEGIES, LLC (RELYING ADVISER)
HIGHBRIDGE MEZZANINE PARTNERS, LLC (RELYING ADVISER)
HIGHBRIDGE MEZZANINE PARTNERS II, LLC (RELYING ADVISER)
HIGHBRIDGE CAPITAL MANAGEMENT (UK), LTD. (RELYING ADVISER)
HIGHBRIDGE CAPITAL MANAGEMENT (HONG KONG), LIMITED (RELYING ADVISER)
HB RV PARTNERS GP, L.P. (RELYING ADVISER)

Adviser Profile

As of Date	03/31/2026
Registration	SEC, Approved, 07/06/2005
ADV Location	NEW YORK, NY, United States
Contact Info	212 xxxxxxx
Websites

AUM^*	7,552,169,082 6%
of that, discretionary	7,552,169,082 6%
Private Fund GAV^*	6,299,821,294 1%
Avg Account Size	472,010,568 19%
SMA’s	No
Private Funds	18

Adviser Type

- Large advisory firm

Number of Employees 60 11%

of those in investment advisory functions 18 6%

Client Types

- Pooled investment vehicles

Advisory Activities

- Portfolio management for pooled investment vehicles

Compensation Arrangments

- A percentage of assets under your management
- Fixed fees (other than subscription fees)
- Performance-based fees

SEC Fund Type	Count	GAV
Fund TypeHedge Fund	Count16	GAV$6,299,821,294
Fund TypeOther Private Fund	Count2	GAV$

Adviser	Hedge Fund	Liquidity Fund	Private Equity Fund	Real Estate Fund	Securitized Asset Fund	Venture Capital Fund	Other Fund	Total Private Fund GAV	AUM	#Funds
Adviser ATAIROS MANAGEMENT, L.P.	Hedge Fund7.3b	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV7.3b	AUM6.8b	#Funds2
Adviser NORTHCOAST ASSET MANAGEMENT LLC	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM5.0b	#Funds-
Adviser ARES SYSTEMATIC CREDIT LIMITED	Hedge Fund4.8b	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV4.8b	AUM9.9b	#Funds3
Adviser MANIYAR CAPITAL ADVISORS UK LTD.	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM1.5b	#Funds-
Adviser CAMDEN ASSET MANAGEMENT	Hedge Fund7.4b	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV7.4b	AUM11.2b	#Funds14
Adviser CHURCHILL MANAGEMENT GROUP	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM10.1b	#Funds-
Adviser ASSET MANAGEMENT ONE USA INC.	Hedge Fund132.8m	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV132.8m	AUM2.9b	#Funds4
Adviser PINNACLE ASSET MANAGEMENT, L.P.	Hedge Fund13.0b	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund370.3m	Total Private Fund GAV13.3b	AUM8.9b	#Funds26
Adviser GRESHAM INVESTMENT MANAGEMENT LLC	Hedge Fund2.1b	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV2.1b	AUM8.6b	#Funds27
Adviser MAGNITUDE CAPITAL, LLC	Hedge Fund21.9b	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV21.9b	AUM10.6b	#Funds13

Stock Ticker	Stock Name	$ Position	% Position	$ Change	# Change
Stck Ticker464288953	Stock NameISHARES TR (PUT)	$ Position$433,455,000	% Position14.00%	$ Change34.00%	# Change38.00%
Stck Ticker78462F953	Stock NameSTATE STR SPDR S&P 500 ETF T (PUT)	$ Position$315,985,000	% Position10.00%	$ Change	# Change
Stck Ticker464287955	Stock NameISHARES TR (PUT)	$ Position$186,895,800	% Position6.00%	$ Change-49.00%	# Change-48.00%
Stck Ticker78468R956	Stock NameSPDR SERIES TRUST (PUT)	$ Position$151,258,940	% Position5.00%	$ Change	# Change
Stck Ticker285512109	Stock NameELECTRONIC ARTS INC	$ Position$110,586,002	% Position4.00%	$ Change2.00%	# Change3.00%
Stck Ticker285512959	Stock NameELECTRONIC ARTS INC (PUT)	$ Position$81,028,000	% Position3.00%	$ Change	# Change
Stck Ticker01609WBG6	Stock NameALIBABA GROUP HLDG LTD	$ Position$68,497,000	% Position2.00%	$ Change-12.00%	# Change0.00%
Stck Ticker86800U952	Stock NameSUPER MICRO COMPUTER INC (PUT)	$ Position$67,242,474	% Position2.00%	$ Change	# Change
Stck Ticker803607AD2	Stock NameSAREPTA THERAPEUTICS INC	$ Position$54,727,230	% Position2.00%	$ Change6.00%	# Change0.00%
Stck Ticker09709UV70	Stock NameBOFA FIN LLC	$ Position$48,894,401	% Position2.00%	$ Change-8.00%	# Change-15.00%

Brochure Summary

Overview

This brochure relates to the investment advisory services offered by Highbridge Capital Management, LLC (“HCM”). HCM is registered with the Securities and Exchange Commission (the “SEC”) as an investment adviser pursuant to the U.S. Investment Advisers Act of 1940, as amended (the “Advisers Act”). HCM generally provides investment advisory services directly to its Clients (as defined herein). HCM is a global alternative investment management firm founded in 1992. The firm has developed a leading, diversified investment platform that currently offers credit and volatility focused private investment funds. HCM manages capital for sophisticated investors, including financial institutions, public and corporate pension funds, sovereign wealth funds, endowments and family offices. HCM is based in New York with a research presence in London. HCM, together with 55I, LLC, Bear Stearns Asset Management Inc., Campbell Global, LLC, J.P. Morgan Alternative Asset Management, Inc., JPMorgan Asset Management (Asia Pacific) Limited, JPMorgan Asset Management (UK) Limited, J.P. Morgan Investment Management, Inc., JPMorgan Funds Limited, and Security Capital Research & Management Incorporated, each an SEC registered

investment adviser, various affiliated foreign investment advisers and the asset management division of JPMorgan Chase Bank, N.A. comprise the Asset Management (“AM”) business of J.P. Morgan Asset & Wealth Management. J.P. Morgan Asset Management is the marketing name for the AM businesses of JPMorgan Chase & Co. and its affiliates worldwide. HCM is a subsidiary of JPMorgan Asset Management Holdings Inc., a wholly owned, indirect subsidiary of JPMorgan Chase & Co. (together with its affiliates, or as the context otherwise requires, “JPM”). JPMorgan Chase & Co. is a publicly traded global financial services firm. HCM provides investment advisory services to Clients pursuant to the investment objectives, strategies and restrictions as set forth in each Client’s offering documents and/or agreements with each Client. HCM currently does not participate in wrap fee programs, but it may do so in the future. As of December 31, 2023, HCM had assets under management in the amounts set forth below: Assets Under Management U.S. Dollar Amount Assets Managed on a Discretionary Basis $ 7,153,932,695 Assets Managed on a Non-Discretionary Basis $ 0 Total Assets Under Management $ 7,153,932,695

HIGHBRIDGE CAPITAL MANAGEMENT, LLC

Adviser Profile

Details

Adviser Type

Client Types

Advisory Activities

Compensation Arrangments

Reported AUM

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Overview