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Adviser Profile

As of Date 06/03/2026
Registration SEC, Approved, 02/24/2005
Other registrations (2)
ADV Location PLYMOUTH, MA, United States
Contact Info 508 xxxxxxx
Websites
AUM* 241,583,460 33%
of that, discretionary 236,579,020 34%
Number of Employees 5 -17%
of those in investment advisory functions 3 -25%
Private Fund GAV* 0
Avg Account Size 407,392 19%
% High Net Worth 19.42% -29%
SMA’s Yes
Private Funds 0

Adviser Type

- Large advisory firm

Client Types

- Individuals (other than high net worth individuals)
- High net worth individuals
- Charitable organizations

Advisory Activities

- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses
- Pension consulting services

Compensation Arrangments

- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)

Reported AUM

237M 203M 169M 135M 101M 68M 34M
2015 2016 2017 2018 2019 2020 2021 2022 2023 2024 2025 2026
Discretionary
Non-discretionary

Private Funds

No private funds

Employees

Top Holdings

Stock Ticker Stock Name $ Position % Position $ Change # Change
Stck Ticker02072L607 Stock NameFREEDOM 100 EMERGING MARKETS ETF $ Position$4,363,607 % Position3.00% $ Change28.00% # Change-4.00%
Stck Ticker78463X434 Stock NameSTATE STREET MSCI EAFE STRATEGICFACTORS ETF $ Position$4,198,205 % Position3.00% $ Change3.00% # Change1.00%
Stck Ticker78464A375 Stock NameSTATE STREET SPDR PORTFOLIO INTERMEDIATE TERM CORPORATE BOND ETF $ Position$4,981,047 % Position3.00% $ Change2.00% # Change3.00%
Stck Ticker808524870 Stock NameSCHWAB US TIPS ETF $ Position$2,439,666 % Position2.00% $ Change1.00% # Change1.00%
Stck Ticker874039100 Stock NameTAIWAN SEMICONDUCTOR MANUFACT SPONSORED ADS $ Position$2,523,480 % Position2.00% $ Change6.00% # Change-25.00%
Stck Ticker895436103 Stock NameTRI CONTL CORP COM $ Position$3,110,223 % Position2.00% $ Change6.00% # Change-2.00%
Stck Ticker78468R101 Stock NameSTATE STREET SPDR PORTFOLIO SHORT TERM TREASURY ETF $ Position$3,077,974 % Position2.00% $ Change-1.00% # Change0.00%
Stck Ticker464287440 Stock NameISHARES 7-10 YEAR TREASURY BOND ETF $ Position$3,590,858 % Position2.00% $ Change1.00% # Change2.00%
Stck Ticker464288646 Stock NameISHARES 1-5 YEAR INVESTMENT GRADE CORPORATE BOND ETF $ Position$3,795,921 % Position2.00% $ Change49.00% # Change49.00%
Stck Ticker46625H100 Stock NameJPMORGAN CHASE & CO COM $ Position$2,821,095 % Position2.00% $ Change8.00% # Change-3.00%

Brochure Summary