Adviser Profile

As of Date 07/30/2026
Registration SEC, Approved, 07/14/2004
Other registrations (8)
ADV Location CHICAGO, IL, United States
Contact Info 312 xxxxxxx
Websites
AUM* 3,540,242,913 88%
of that, discretionary 3,540,242,913 88%
Number of Employees 47 7%
of those in investment advisory functions 47 7%
Private Fund GAV* 0
Avg Account Size 352,930 53%
% High Net Worth 1.03% 86%
SMA’s Yes
Private Funds 0

Adviser Type

- Large advisory firm

Client Types

- Individuals (other than high net worth individuals)
- High net worth individuals
- Pooled investment vehicles
- State or municipal government entities

Advisory Activities

- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for pooled investment vehicles
- Portfolio management for businesses
- Pension consulting services
- Selection of other advisers
- Publication of periodicals or newsletters
- Educational seminars/workshops

Compensation Arrangments

- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)

Reported AUM

4B 3B 3B 2B 2B 1B 506M
2015 2016 2017 2018 2019 2020 2021 2022 2023 2024 2025 2026
Discretionary
Non-discretionary

Private Funds

No private funds

Employees

Brochure Summary