Adviser Profile

As of Date 03/31/2026
Registration SEC, Approved, 06/16/2004
Other registrations (1)
ADV Location BUFFALO, NY, United States
Contact Info 716 xxxxxxx
Websites
AUM* 2,404,212,153 13%
of that, discretionary 2,113,826,209 11%
Number of Employees 22 -15%
of those in investment advisory functions 14 -7%
Private Fund GAV* 0
Avg Account Size 708,998 9%
% High Net Worth 17.73% 13%
SMA’s Yes
Private Funds 0

Adviser Type

- Large advisory firm

Client Types

- Individuals (other than high net worth individuals)
- High net worth individuals
- Charitable organizations
- Corporations or other businesses not listed above

Advisory Activities

- Portfolio management for individuals and/or small businesses
- Portfolio management for pooled investment vehicles
- Portfolio management for businesses

Compensation Arrangments

- A percentage of assets under your management
- Fixed fees (other than subscription fees)

Reported AUM

2B 2B 2B 1B 906M 604M 302M
2015 2016 2017 2018 2019 2020 2021 2022 2023 2024 2025 2026
Discretionary
Non-discretionary

Private Funds

No private funds

Employees

Top Holdings

Stock Ticker Stock Name $ Position % Position $ Change # Change
Stck Ticker78468r663 Stock NameSTATE STREET SPDR BLOOMBERG 1- $ Position$100,199,489 % Position8.00% $ Change-13.00% # Change-13.00%
Stck Ticker032095101 Stock NameAMPHENOL CORP NEW CLASS A $ Position$58,238,100 % Position5.00% $ Change22.00% # Change-13.00%
Stck Ticker808513105 Stock NameCHARLES SCHWAB CORP $ Position$43,801,044 % Position4.00% $ Change-10.00% # Change-8.00%
Stck Ticker369604301 Stock NameGE AEROSPACE $ Position$52,952,876 % Position4.00% $ Change20.00% # Change-9.00%
Stck Ticker697435105 Stock NamePALO ALTO NETWORKS INC $ Position$48,198,288 % Position4.00% $ Change14.00% # Change-47.00%
Stck Ticker863667101 Stock NameSTRYKER CORP $ Position$49,535,571 % Position4.00% $ Change36.00% # Change42.00%
Stck Ticker882508104 Stock NameTEXAS INSTRS INC $ Position$51,259,620 % Position4.00% $ Change42.00% # Change-7.00%
Stck Tickerg8994e103 Stock NameTRANE TECHNOLOGIES PLC F $ Position$38,577,447 % Position3.00% $ Change8.00% # Change-9.00%
Stck Ticker90353t100 Stock NameUBER TECHNOLOGIES INC $ Position$38,023,507 % Position3.00% $ Change-8.00% # Change-8.00%
Stck Ticker594918104 Stock NameMICROSOFT CORP $ Position$42,540,841 % Position3.00% $ Change-6.00% # Change-6.00%

Brochure Summary