Firm Description Holbrook Global Strategies is an investment advisory firm founded in 2003 by Rick Holbrook. We serve primarily individuals and families, but also serve foundations, trusts, pension plans and other institutional clients. Our mission is to provide superior investment management services to clients, helping them reach their investment goals. Our strategies include both growth and income objectives. We take a global approach to help clients profit from various opportunities around the world to meet their goals. Principal Owners Richard L. Holbrook is the founder and owner of the firm. Rick is the sole provider of investment advice to the firm’s clients. Born in 1952, Rick graduated from Brigham Young University in 1977 with a Bachelor of Arts degree in economics. He graduated Magna Cum Laude with Honors. He earned his MBA degree from Stanford University in 1979. Upon graduation from Stanford, he joined Bailard, Biehl & Kaiser, an investment management firm focused on global diversification. Rick worked closely with clients, managing their portfolios to help them achieve their financial goals. Additionally, he was the Director of International Research for the firm, and managed the firm’s international equity portfolios for many years. In conjunction with this responsibility, Rick traveled to Europe and to Asia extensively, researching the financial markets overseas to find attractive investments for the firm’s clients. Rick also served as the Co-director of Asset Allocation for the firm, with responsibility for directing the investment allocation of more than $1 billion in assets. This helped him develop a broad understanding of the key investment factors influencing the global equity, global bond, real estate, and precious metals markets. From 1997 to 1998, Rick worked at Montgomery Asset Management in San Francisco. Rick served as the Director of Global Asset Allocation for the firm’s high net worth clients, and developed new investment approaches for clients to capitalize on the firm’s investment capabilities. From 1998

to 2003, Rick was Vice President and Senior Portfolio Manager for Wells Fargo Private Client Services in Palo Alto. Rick was entrusted to work with some of the largest clients of the firm, working to help them achieve their financial goals. He qualified for the firm’s top award for business development for three years in a row. Rick is a member of the CFA Institute, the leading organization for investment management professionals. Types of Advisory Services Our primary service is investment management. We manage portfolios to help clients meet their investment objectives. Our services are provided on a discretionary basis, meaning we implement trades on the client’s behalf. Our investment for clients is in accordance with the investment objectives set for the account. The investment objective is set in agreement with the client at the outset of the relationship and can be modified at any time. We also accept non- discretionary accounts. On a limited basis, we also provide financial planning to clients, particularly as it relates to their portfolio management or retirement goals. We give advice on, but don’t necessarily recommend, all types of securities, ranging from stocks, financial indices, bonds, real estate securities, mutual funds and commodities. We also do research on and may recommend investments in limited partnerships in areas such as real estate, oil and gas, venture capital and private equity investing. However, investments in illiquid limited partnerships are only done with client approval. Tailored Relationships We manage portfolios to meet the individual needs of our clients. The investment objectives for each client’s account are set to meet their goals and needs. We are also able to tailor our portfolios to account for assets owned by the client outside of the portfolio. Clients may also request restrictions on holding certain types of assets. Wrap Fee Programs We do not offer a wrap fee program. Client Assets As of December 31, 2023, our assets under management were approximately $143,000,000. These were all from discretionary accounts.