Adviser Profile

As of Date 01/12/2024
Registration status Terminated
ADV Location BOWLING GREEN, KY, United States
Contact Info 270 xxxxxxx
Websites
AUM* 503,689,000 5%
of that, discretionary 439,186,000 -2%
Number of Employees 8 33%
of those in investment advisory functions 6 50%
Private Fund GAV* 0
Avg Account Size 346,893 -7%
% High Net Worth 25.74% 6%
SMA’s Yes
Private Funds 0

Adviser Type

- Large advisory firm

Client Types

- Individuals (other than high net worth individuals)
- High net worth individuals
- Pension and profit sharing plans
- Charitable organizations
- Corporations or other businesses not listed above
- Other

Advisory Activities

- Financial planning services
- Portfolio management for individuals and/or small businesses
- Pension consulting services

Compensation Arrangments

- A percentage of assets under your management
- Hourly charges

Reported AUM

447M 383M 319M 256M 192M 128M 64M
2015 2016 2017 2018 2019 2020 2021 2022 2023
Discretionary
Non-discretionary

Private Funds

No private funds

Employees

Brochure Summary