Adviser Profile

As of Date 12/11/2025
Registration SEC, Approved, 10/23/2003
ADV Location PLAINVIEW, NY, United States
Contact Info 516 xxxxxxx
AUM* 464,279,367 26%
of that, discretionary 265,100,892 24%
Number of Employees 3
of those in investment advisory functions 3
Private Fund GAV* 0
Avg Account Size 1,640,563 11%
SMA’s Yes
Private Funds 0

Adviser Type

- Large advisory firm

Client Types

- Individuals (other than high net worth individuals)
- Pension and profit sharing plans

Advisory Activities

- Portfolio management for individuals and/or small businesses
- Pension consulting services
- Selection of other advisers

Compensation Arrangments

- A percentage of assets under your management

Reported AUM

385M 330M 275M 220M 165M 110M 55M
2015 2016 2018 2019 2020 2021 2022 2023 2024 2025
Discretionary
Non-discretionary

Private Funds

No private funds

Employees

Brochure Summary