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Adviser Profile

As of Date 03/30/2026
Registration SEC, Approved, 06/18/2003
ADV Location STAMFORD, CT, United States
Contact Info 203 xxxxxxx
Websites
AUM* 16,661,106,462 -30%
of that, discretionary 16,661,106,462 -30%
Number of Employees 33
of those in investment advisory functions 18 13%
Private Fund GAV* 0
Avg Account Size 252,441,007 -8%
% High Net Worth 4.46% 24%
SMA’s Yes
Private Funds 0

Adviser Type

- Large advisory firm
- An investment adviser (or subadviser) to an investment company

Client Types

- Individuals (other than high net worth individuals)
- High net worth individuals
- Investment companies
- Pooled investment vehicles
- Pension and profit sharing plans
- Charitable organizations
- State or municipal government entities
- Insurance companies
- Sovereign wealth funds and foreign official institutions
- Corporations or other businesses not listed above

Advisory Activities

- Portfolio management for individuals and/or small businesses
- Portfolio management for investment companies
- Portfolio management for pooled investment vehicles
- Portfolio management for businesses

Compensation Arrangments

- A percentage of assets under your management

Reported AUM

24B 21B 17B 14B 10B 7B 3B
2015 2016 2017 2018 2019 2020 2021 2022 2023 2024 2025 2026
Discretionary
Non-discretionary

Private Funds

No private funds

Employees

Top Holdings

Stock Ticker Stock Name $ Position % Position $ Change # Change
Stck Ticker67066G104 Stock NameNvidia Corp $ Position$818,677,439 % Position8.00% $ Change316.00% # Change262.00%
Stck Ticker02079K107 Stock NameAlphabet Inc CL C $ Position$647,275,474 % Position6.00% $ Change377.00% # Change287.00%
Stck Ticker037833100 Stock NameApple Inc $ Position$504,487,007 % Position5.00% $ Change36.00% # Change20.00%
Stck Ticker594918104 Stock NameMicrosoft Corp. $ Position$498,885,527 % Position5.00% $ Change376.00% # Change372.00%
Stck Ticker023135106 Stock NameAmazon.com Inc $ Position$446,961,147 % Position4.00% $ Change178.00% # Change143.00%
Stck Ticker11135F101 Stock NameBroadcom Inc $ Position$410,900,585 % Position4.00% $ Change325.00% # Change248.00%
Stck Ticker92826C839 Stock NameVisa Inc $ Position$404,776,896 % Position4.00% $ Change176.00% # Change143.00%
Stck Ticker94106L109 Stock NameWaste Management Inc $ Position$406,966,176 % Position4.00% $ Change9.00% # Change12.00%
Stck Ticker988498101 Stock NameYum! Brands Inc $ Position$398,418,598 % Position4.00% $ Change20.00% # Change16.00%
Stck Ticker384802104 Stock NameWW Grainger Inc $ Position$266,094,240 % Position3.00% $ Change22.00% # Change-2.00%

Brochure Summary