9AT: FERNWOOD INVESTMENT MANAGEMENT, LLC

Adviser Profile

As of Date	02/14/2025
Registration status	Registration Changed to POINT ALLERTON LLC
ADV Location	QUINCY, MA, United States
Contact Info	617 xxxxxxx
Websites

AUM^*	435,709,535 0%
of that, discretionary	430,393,888 0%
Number of Employees	6
of those in investment advisory functions	4
Private Fund GAV^*	0
Avg Account Size	584,845 -1%
% High Net Worth	56.63% 8%
SMA’s	Yes
Private Funds	0 2

Adviser Type

- Large advisory firm

Client Types

- Individuals (other than high net worth individuals)
- High net worth individuals
- Pooled investment vehicles

Advisory Activities

- Portfolio management for individuals and/or small businesses
- Portfolio management for pooled investment vehicles
- Selection of other advisers

Compensation Arrangments

- A percentage of assets under your management
- Performance-based fees

Accounting Firm Name	Filing Date	Form ADV-E
Accounting Firm Name WOLF & COMPANY, P.C.	Filing Date10/28/2024	Form ADV-E View Report
Accounting Firm Name WOLF & COMPANY PC	Filing Date11/28/2023	Form ADV-E View Report
Accounting Firm Name WOLF & COMPANY, P.C.	Filing Date10/31/2022	Form ADV-E View Report

Adviser	Hedge Fund	Liquidity Fund	Private Equity Fund	Real Estate Fund	Securitized Asset Fund	Venture Capital Fund	Other Fund	Total Private Fund GAV	AUM	#Funds
Adviser J.H. LANE PARTNERS, LP	Hedge Fund276.0m	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV276.0m	AUM276.0m	#Funds5
Adviser SYCALE ADVISORS	Hedge Fund1.0b	Liquidity Fund-	Private Equity Fund37.2m	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV1.1b	AUM473.1m	#Funds9
Adviser ROSENWALD CAPITAL MANAGEMENT, INC.	Hedge Fund158.3m	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV158.3m	AUM248.1m	#Funds2
Adviser PARKMAN HEALTHCARE PARTNERS LLC	Hedge Fund718.9m	Liquidity Fund-	Private Equity Fund9.3m	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV728.2m	AUM1.7b	#Funds4
Adviser SUPERSTRING CAPITAL MANAGEMENT LP	Hedge Fund281.3m	Liquidity Fund-	Private Equity Fund34.4m	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV315.7m	AUM339.5m	#Funds5
Adviser SEASON INVESTMENTS, LLC	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM159.7m	#Funds-
Adviser METAVASI CAPITAL LP	Hedge Fund419.7m	Liquidity Fund-	Private Equity Fund862.9k	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV420.6m	AUM420.6m	#Funds4
Adviser FORAGER CAPITAL MANAGEMENT, LLC	Hedge Fund340.2m	Liquidity Fund-	Private Equity Fund12.7m	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV352.9m	AUM352.9m	#Funds3
Adviser TAH MANAGEMENT, LP	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM165.8m	#Funds-
Adviser VALENCE8	Hedge Fund1.4b	Liquidity Fund-	Private Equity Fund363.8m	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV1.7b	AUM1.9b	#Funds19

Brochure Summary

Overview

Fernwood Investment Management, LLC, A Delaware Limited Liability Company has been in business since 2003. Thomas P. Reilly is Fernwood’s Founder, Managing Member, CCO and Portfolio Manager. Tom has been in the investment business for over 45 years. As of December 31, 2023, Fernwood had total assets under management of $435,709,535 on a discretionary and non-discretionary basis. Fernwood Investment Management, LLC (“Fernwood”), is an SEC registered investment adviser providing investment management services and personalized investment advice. Fernwood will create a custom investment portfolio for each client that is suited to meet unique needs and takes into consideration a client’s time horizon, income needs, risk tolerances, outside holdings and tax status. If desired, clients have the right to impose restrictions on their investments. Fernwood manages a variety of investment strategies including traditional asset classes such as stocks and bonds, directly and through mutual fund and exchange traded fund (“ETF”) investments, and non-traditional investments such as private equity funds, venture capital, real estate, and hedge funds that result in a well-rounded portfolio based on a client’s tolerance for risk. Fernwood’s investment policy is to adhere to a long-term, fundamentally driven discipline to achieve above-market rates

of return with below market risk. Fernwood also currently serves as a general partner [or investment manager] of a private investment fund, Pennmont Fund (the “Private Fund”) and Fernwood GXT/Praine, LLC. These Alternative Investments allow Fernwood to facilitate pooled client allocations to alternative asset classes where the minimum size of direct investments would result in too large and concentrated an investment for the client. The Private Fund(s) have their own set of private offering documents that must be reviewed by a client prior to an investment in that Private Fund. This Brochure does not constitute an offer to sell or the solicitation of an offer to purchase an interest in any of the Private fund. Such an offer may be made only by means of the Private Fund’s offering documents addressed to the intended recipient. In 2018, Fernwood entered into an agreement with SMArtX Advisory Solutions (“SmartX”). Through SmartX, Fernwood can access third-party managers using the SmartX Platform. Charels Schwab still remains the custodian for these accounts. In November of 2021, one of our clients entered into an Advisory agreement with Lind Capital Partners, to manage the investments in one of his accounts, custodied at Charles Schwab. Page 2 of 9

FERNWOOD INVESTMENT MANAGEMENT, LLC

FERNWOOD INVESTMENT MANAGEMENT, LLC

POINT ALLERTON LLC

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FERNWOOD INVESTMENT MANAGEMENT, LLC FERNWOOD INVESTMENT MANAGEMENT, LLC POINT ALLERTON LLC

Related Companies

Adviser Profile

Details

Adviser Type

Client Types

Advisory Activities

Compensation Arrangments

Reported AUM

Private Funds

Employees

Form ADV-E Surprise Examination Reports

Similar advisers

Brochure Summary

Overview

FERNWOOD INVESTMENT MANAGEMENT, LLC

FERNWOOD INVESTMENT MANAGEMENT, LLC

POINT ALLERTON LLC