FERNWOOD INVESTMENT MANAGEMENT, LLC other names

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Adviser Profile

As of Date:

08/01/2024

Adviser Type:

- Large advisory firm

Number of Employees:

6 -14.29%

of those in investment advisory functions:

4 -20.00%

Registration:

SEC, Approved, 4/11/2003

AUM:

435,709,535 9.32%

of that, discretionary:

430,393,888 10.24%

Private Fund GAV:

26,465,704 10.27%

Avg Account Size:

584,845 28.84%

% High Net Worth:

56.63% 29.31%

SMA’s:

YES

Private Funds:

2

Contact Info

617 xxxxxxx

Websites :
Client Types:

+

Advisory Activities:

+

Compensation Arrangments:

+

Reported AUM

Discretionary
Non-discretionary
435M 373M 311M 249M 186M 124M 62M
2015 2016 2017 2018 2019 2020 2021 2022 2023

Recent News

Fernwood Investment Management, LLC Buys SPDR Bloomberg Barclays Convertible Securities ETF, ...
10/28/2021

Related Stocks: PSK, VNQ, AGG, HOG, DEM, WMT, CWB, CYTK, PLTR, SRLN, IEF, OTIS, PFPT, ZEN, DNLI, LMAT, FSLY, T,

gurufocus.com

Fernwood Investment Management, LLC Buys Pliant Therapeutics Inc, Marvell Technology Inc, ...
08/20/2021

Related Stocks: TIP, PTON, TRUP, SUSA, PSK, XLE, PLRX, MRVL, XSOE, BCEI, BCEI, DEM, 9MW, PRSP, IRM, CWB, ECL, PFF,

gurufocus.com

Fernwood Investment Management, LLC Buys Marvell Technology Inc, Peloton Interactive Inc, ...
05/06/2021

Related Stocks: PTON, LLY, VRNT, SLG, CGNT, CGNT, 9MW, SHV, HON, NUE, RVMD, B,

gurufocus.com

DMCI Holdings Inc.
03/30/2021

Stocks: Real-time U.S. stock quotes reflect trades reported through Nasdaq only; comprehensive quotes and volume reflect trading in all markets and are delayed at least 15 minutes. International ...

Barrons


Private Funds Structure

Fund Type Count GAV
Hedge Fund 1 $20,465,704
Private Equity Fund 1 $6,000,000

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Private Funds



Employees




Brochure Summary

Overview

Fernwood Investment Management, LLC, A Delaware Limited Liability Company has been in business since 2003. Thomas P. Reilly is Fernwood’s Founder, Managing Member, CCO and Portfolio Manager. Tom has been in the investment business for over 45 years. As of December 31, 2023, Fernwood had total assets under management of $435,709,535 on a discretionary and non-discretionary basis. Fernwood Investment Management, LLC (“Fernwood”), is an SEC registered investment adviser providing investment management services and personalized investment advice. Fernwood will create a custom investment portfolio for each client that is suited to meet unique needs and takes into consideration a client’s time horizon, income needs, risk tolerances, outside holdings and tax status. If desired, clients have the right to impose restrictions on their investments. Fernwood manages a variety of investment strategies including traditional asset classes such as stocks and bonds, directly and through mutual fund and exchange traded fund (“ETF”) investments, and non-traditional investments such as private equity funds, venture capital, real estate, and hedge funds that result in a well-rounded portfolio based on a client’s tolerance for risk. Fernwood’s investment policy is to adhere to a long-term, fundamentally driven discipline to achieve above-market rates
of return with below market risk. Fernwood also currently serves as a general partner [or investment manager] of a private investment fund, Pennmont Fund (the “Private Fund”) and Fernwood GXT/Praine, LLC. These Alternative Investments allow Fernwood to facilitate pooled client allocations to alternative asset classes where the minimum size of direct investments would result in too large and concentrated an investment for the client. The Private Fund(s) have their own set of private offering documents that must be reviewed by a client prior to an investment in that Private Fund. This Brochure does not constitute an offer to sell or the solicitation of an offer to purchase an interest in any of the Private fund. Such an offer may be made only by means of the Private Fund’s offering documents addressed to the intended recipient. In 2018, Fernwood entered into an agreement with SMArtX Advisory Solutions (“SmartX”). Through SmartX, Fernwood can access third-party managers using the SmartX Platform. Charels Schwab still remains the custodian for these accounts. In November of 2021, one of our clients entered into an Advisory agreement with Lind Capital Partners, to manage the investments in one of his accounts, custodied at Charles Schwab. Page 2 of 9