Adviser Profile

As of Date 09/01/2026
Registration SEC, Approved, 10/15/2001
ADV Location ROCHESTER, NY, United States
Contact Info 585 xxxxxxx
Websites
AUM* 1,490,490,730 47%
of that, discretionary 1,490,490,730 54%
Number of Employees 12
of those in investment advisory functions 8
Private Fund GAV* 0
Avg Account Size 790,711 26%
% High Net Worth 28.28% 0%
SMA’s Yes
Private Funds 0

Adviser Type

- Large advisory firm

Client Types

- Individuals (other than high net worth individuals)
- High net worth individuals

Advisory Activities

- Financial planning services
- Portfolio management for individuals and/or small businesses

Compensation Arrangments

- A percentage of assets under your management
- Fixed fees (other than subscription fees)

Reported AUM

1B 1B 1B 852M 639M 426M 213M
2016 2017 2018 2019 2020 2021 2022 2023 2024 2025 2026
Discretionary
Non-discretionary

Private Funds

No private funds

Employees

Top Holdings

Stock Ticker Stock Name $ Position % Position $ Change # Change
Stck Ticker037833100 Stock NameAPPLE INC $ Position$170,149,536 % Position12.00% $ Change17.00% # Change3.00%
Stck Ticker02079K107 Stock NameALPHABET INC $ Position$55,667,019 % Position4.00% $ Change25.00% # Change1.00%
Stck Ticker594918104 Stock NameMICROSOFT CORP $ Position$53,382,722 % Position4.00% $ Change11.00% # Change10.00%
Stck Ticker464287150 Stock NameISHARES TR $ Position$34,357,919 % Position3.00% $ Change16.00% # Change0.00%
Stck Ticker512807306 Stock NameLAM RESEARCH CORP $ Position$35,013,622 % Position3.00% $ Change102.00% # Change-1.00%
Stck Ticker67066G104 Stock NameNVIDIA CORPORATION $ Position$39,200,339 % Position3.00% $ Change15.00% # Change0.00%
Stck Ticker02079K305 Stock NameALPHABET INC $ Position$43,208,719 % Position3.00% $ Change24.00% # Change0.00%
Stck Ticker023135106 Stock NameAMAZON COM INC $ Position$37,549,315 % Position3.00% $ Change15.00% # Change0.00%
Stck Ticker316188309 Stock NameFIDELITY MERRIMACK STR TR $ Position$44,189,116 % Position3.00% $ Change18.00% # Change19.00%
Stck Ticker25861R105 Stock NameDOUBLELINE ETF TRUST $ Position$28,089,113 % Position2.00% $ Change5.00% # Change6.00%

Brochure Summary