Prescott Group Capital Management, L.L.C. ("Prescott") founded in January, 1999,
is an investment services firm that primarily provides investment management
services to investors through its four clients, which are pooled investment vehicles,
or more specifically, hedge funds. Prescott also provides investment advisory
services to a charitable organization client. Phil Frohlich, his family members, and
Prescott employees control 100% of our firm.
Prescott is the general partner and serves as the investment adviser to its four clients
which are Prescott Group Aggressive Small Cap, L.P. and Prescott Group
Aggressive Small Cap II., L.P. (Small Cap Funds), Prescott Group Tradition Fund,
L.P. (Large Cap Fund), and Prescott Group Aggressive Mid Cap, L.P. (Aggressive
Mid Cap Fund). The Small Cap Funds are fully invested in Prescott Group
Aggressive Small Cap Master Fund, G.P., an Oklahoma general partnership
(“Prescott Master Fund”), of which the Small Cap Funds serve as general partners,
through a master-feeder structure.
Specifically, we focus on researching, evaluating, and trading stocks, bonds, and
options on our clients' behalf. Only our portfolio managers (Phil Frohlich and Matt
Dunham) can make investment decisions for our clients. Phil Frohlich is the
manager of the Small Cap Funds and co-manager of the Aggressive Mid Cap Fund
and Large Cap Fund. Mr. Frohlich was born July 24, 1954, and has a BBA in
Economics from the University of Oklahoma, an MBA from the University of
Texas at Austin, and a law degree from the University of Tulsa. Mr. Frohlich has
been manager of the Small Cap Funds since inception (December, 1992, and
October, 2003), manager or co-manager of the Large Cap Fund
since inception
(January, 1999) and manager or co-manager of the Aggressive Mid Cap Fund since
inception (January, 2005). Mr. Frohlich has also been employed by the Siegfried
Companies, Inc., a family office investment company, since 1987, and served as
President until March, 2004.
Matt Dunham is the co-manager of the Aggressive Mid Cap Fund and the Large
Cap Fund. Mr. Dunham was born April 5, 1981 and has a Bachelor of Science in
Finance and Applied Mathematics from Saint Louis University. Prior to joining
Prescott in August 2012, Mr. Dunham had approximately 10 years of investing
experience at various companies including Highland Capital Management and
Goldman Sachs.
We attempt to always act in the best interest of our clients. Our firm strictly adheres
to the investment strategy set forth in each of our client’s Private Placement
Memorandum. We do not modify our securities recommendations to our clients
according to the particular interests of our clients’ underlying investors, nor do we
allow investors to place restrictions on the trading we conduct for our clients.
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We believe that this is the only fair and just way to manage a pooled investment
vehicle, as it minimizes the potential for favoritism and factionalism on behalf of
any underlying investors.
We do not do any of the following:
● Participate in any wrap free programs.
● Compensate any third party entities for fund raising purposes.
● Participate in any fee sharing arrangements.
● Pay any compensation for investor referrals.
● Participate in any "Fund of Funds" arrangements.
As of December 31, 2023, Prescott Group Capital Management, L.L.C. manages
$726,865,865 in client assets on a discretionary basis. We do not manage any client
assets on a non-discretionary basis.