Adviser Profile

As of Date 04/14/2026
Registration SEC, Approved, 08/29/2001
Other registrations (1)
ADV Location CORPUS CHRISTI, TX, United States
Contact Info 361 xxxxxxx
Websites
AUM* 630,302,467 25%
of that, discretionary 630,302,467 25%
Number of Employees 6 50%
of those in investment advisory functions 4 33%
Private Fund GAV* 0
Avg Account Size 694,931 17%
% High Net Worth 40.92% 11%
SMA’s Yes
Private Funds 0

Adviser Type

- Large advisory firm

Client Types

- Individuals (other than high net worth individuals)
- High net worth individuals
- Pension and profit sharing plans
- Charitable organizations
- Corporations or other businesses not listed above
- Other

Advisory Activities

- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses

Compensation Arrangments

- A percentage of assets under your management

Reported AUM

630M 540M 450M 360M 270M 180M 90M
2015 2016 2017 2018 2019 2020 2021 2022 2023 2024 2025 2026
Discretionary
Non-discretionary

Private Funds

No private funds

Employees

Top Holdings

Stock Ticker Stock Name $ Position % Position $ Change # Change
Stck Ticker92206C870 Stock NameVANGUARD SCOTTSDALE FDS $ Position$108,545,651 % Position17.00% $ Change2.00% # Change2.00%
Stck Ticker92206C813 Stock NameVANGUARD SCOTTSDALE FDS $ Position$54,697,269 % Position9.00% $ Change4.00% # Change3.00%
Stck Ticker46138E339 Stock NameINVESCO EXCH TRADED FD TR II $ Position$36,858,421 % Position6.00% $ Change41.00% # Change-2.00%
Stck Ticker46137V464 Stock NameINVESCO EXCHANGE TRADED FD T $ Position$23,486,466 % Position4.00% $ Change16.00% # Change-1.00%
Stck Ticker46434V621 Stock NameISHARES TR $ Position$26,606,535 % Position4.00% $ Change8.00% # Change0.00%
Stck Ticker92206C409 Stock NameVANGUARD SCOTTSDALE FDS $ Position$26,039,042 % Position4.00% $ Change1.00% # Change2.00%
Stck Ticker46137V241 Stock NameINVESCO EXCHANGE TRADED FD T $ Position$18,532,237 % Position3.00% $ Change20.00% # Change0.00%
Stck Ticker46090E103 Stock NameINVESCO QQQ TR $ Position$19,333,446 % Position3.00% $ Change27.00% # Change-1.00%
Stck Ticker482480100 Stock NameKLA CORP $ Position$11,675,719 % Position2.00% $ Change104.00% # Change897.00%
Stck Ticker697435105 Stock NamePALO ALTO NETWORKS INC $ Position$10,037,924 % Position2.00% $ Change116.00% # Change1.00%

Brochure Summary