Adviser Profile

As of Date 03/30/2026
Registration SEC, Approved, 05/14/2001
ADV Location NEW YORK, NY, United States
Contact Info 212 xxxxxxx
Websites
AUM* 8,819,458,038 2%
of that, discretionary 8,819,458,038 2%
Number of Employees 58 5%
of those in investment advisory functions 23
Private Fund GAV* 375,657,208 68%
Avg Account Size 20,510,368 18%
% High Net Worth 11.55% -4%
SMA’s Yes
Private Funds 3 4

Adviser Type

- Large advisory firm
- An investment adviser (or subadviser) to an investment company

Client Types

- Individuals (other than high net worth individuals)
- High net worth individuals
- Investment companies
- Pooled investment vehicles
- Pension and profit sharing plans
- Charitable organizations
- State or municipal government entities
- Insurance companies
- Sovereign wealth funds and foreign official institutions
- Corporations or other businesses not listed above

Advisory Activities

- Portfolio management for individuals and/or small businesses
- Portfolio management for investment companies
- Portfolio management for pooled investment vehicles
- Portfolio management for businesses

Compensation Arrangments

- A percentage of assets under your management
- Performance-based fees

Reported AUM

12B 10B 8B 7B 5B 3B 2B
2015 2016 2017 2018 2019 2020 2021 2022 2023 2024 2025 2026
Discretionary
Non-discretionary

Private Funds

Employees

Private Funds Structure

Count GAV
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Top Holdings

Stock Ticker Stock Name $ Position % Position $ Change # Change
Stck Ticker060505682 Stock NameBANK OF AMERICA CORP $ Position$183,857,223 % Position4.00% $ Change3.00% # Change-2.00%
Stck Ticker949746804 Stock NameWELLS FARGO & COMPANY $ Position$176,556,891 % Position4.00% $ Change926.00% # Change3.00%
Stck Ticker25809KAB1 Stock NameDOORDASH INC $ Position$139,328,578 % Position3.00% $ Change # Change
Stck Ticker90353TAM2 Stock NameUBER TECHNOLOGIES INC $ Position$146,350,449 % Position3.00% $ Change2.00% # Change3.00%
Stck Ticker958102AT2 Stock NameWESTERN DIGITAL CORP $ Position$76,058,751 % Position2.00% $ Change93.00% # Change-18.00%
Stck Ticker69352PAS2 Stock NamePPL CAPITAL FUNDING INC $ Position$91,672,231 % Position2.00% $ Change11.00% # Change14.00%
Stck Ticker125896BX7 Stock NameCMS ENERGY CORP $ Position$92,304,122 % Position2.00% $ Change9.00% # Change11.00%
Stck Ticker00971TAQ4 Stock NameAKAMAI TECHNOLOGIES INC $ Position$82,442,310 % Position2.00% $ Change # Change
Stck Ticker008073AA6 Stock NameAEROVIRONMENT INC $ Position$72,523,160 % Position2.00% $ Change29.00% # Change32.00%
Stck Ticker37940XAU6 Stock NameGLOBAL PAYMENTS INC $ Position$85,137,875 % Position2.00% $ Change-4.00% # Change-6.00%

Brochure Summary