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Adviser Profile

As of Date 07/10/2025
Adviser Type - Large advisory firm
Number of Employees 60 -10.45%
of those in investment advisory functions 36 -20.00%
Registration SEC, Approved, 10/26/2000
AUM* 4,753,819,117 42.59%
of that, discretionary 3,754,925,086 36.18%
Private Fund GAV* 0
Avg Account Size 1,027,408 26.91%
% High Net Worth 80.59% -5.73%
SMA’s Yes
Private Funds 0
Contact Info 206 xxxxxxx
Websites

Client Types

- Individuals (other than high net worth individuals)
- High net worth individuals
- Pension and profit sharing plans
- Charitable organizations
- Insurance companies
- Corporations or other businesses not listed above
- Other

Advisory Activities

- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses
- Pension consulting services
- Selection of other advisers

Compensation Arrangments

- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)

Reported AUM

3B 2B 2B 2B 1B 804M 402M
2015 2016 2017 2018 2019 2020 2021 2022 2023
Discretionary
Non-discretionary

Private Funds

No private funds

Employees

Top Holdings

Stock Ticker Stock Name $ Position % Position $ Change # Change
Stck Ticker922908769 Stock NameVANGUARD INDEX FDS $ Position$264,745,482 % Position24.00% $ Change17.00% # Change5.00%
Stck Ticker46641Q670 Stock NameJ P MORGAN EXCHANGE TRADED F $ Position$95,657,402 % Position9.00% $ Change1.00% # Change1.00%
Stck Ticker464287804 Stock NameISHARES TR $ Position$83,126,783 % Position8.00% $ Change-5.00% # Change-9.00%
Stck Ticker81369Y860 Stock NameSELECT SECTOR SPDR TR $ Position$54,389,088 % Position5.00% $ Change3.00% # Change4.00%
Stck Ticker81369Y886 Stock NameSELECT SECTOR SPDR TR $ Position$59,439,319 % Position5.00% $ Change4.00% # Change1.00%
Stck Ticker37954Y384 Stock NameGLOBAL X FDS $ Position$52,727,446 % Position5.00% $ Change17.00% # Change2.00%
Stck Ticker37954Y673 Stock NameGLOBAL X FDS $ Position$45,468,649 % Position4.00% $ Change17.00% # Change1.00%
Stck Ticker81369Y852 Stock NameSELECT SECTOR SPDR TR $ Position$47,755,065 % Position4.00% $ Change14.00% # Change1.00%
Stck Ticker92189F676 Stock NameVANECK ETF TRUST $ Position$46,837,540 % Position4.00% $ Change37.00% # Change4.00%
Stck Ticker464287689 Stock NameISHARES TR $ Position$17,979,808 % Position2.00% $ Change40.00% # Change27.00%

Brochure Summary