Post Advisory Group, LLC “Post” is a multi‐strategy, value‐oriented asset manager specializing in global high
yield, senior bank loans, and management of collateralized loan obligation (CLO) structured vehicles.
Post was founded in 1992, as Post Advisory Group, Inc. As of December 31, 2023, Post is 75.06% owned by
Principal Global Investors Holding Company US, LLC (“PGI Holding”), a wholly owned subsidiary of Principal
Financial Services, Inc, itself a wholly owned subsidiary of Principal Financial Group℠, 18.77% by NLI US
Investments, Inc. (“NLI”), wholly owned by Nippon Life Insurance Company, and 6.17% owned by select
senior professionals of Post. Post is headquartered in Los Angeles, California. While Post does not have any
branch office locations, there are a few employees that work from home offices.
Post provides discretionary investment advisory services primarily to institutional clients, private
investment funds, private collateralized loan obligations (“CLO”) structured vehicles, a private equity fund,
pension or retirement benefit plans, multi‐employer plans, foundations and endowments, corporations,
and international, state and municipal entities. In addition, Post provides sub‐advisory services to certain
mutual fund advisors as well as to Undertakings for Collective Investment in Transferable Securities
(“UCITS”) and Qualifying Investor Alternative Investment Funds (“QIAIFs”) platforms.
Post specializes in high yield debt securities, including bonds, senior loans, bridge loans, CLO Mezzanine
debt,
CLO equity and CLO warehouse facilities. Post may invest in a broad array of securities and reserves
the right to pursue other investment strategies. There can be no assurances that Post's investments or
trading activities will be profitable.
Post generally provides on‐going investment advice based on the defined investment strategies, objectives
and policies of its clients. These arrangements are documented through an investment management
agreement, investment policy statement, private placement memorandum or investment guidelines, which
incorporate investment management restrictions and guidelines developed in consultation with each client,
as well as any additional services required by the client. These restrictions and guidelines customarily
impose limitations on the types of investments that may be purchased and/or the percentage of portfolio
assets that may be invested in certain investment or derivative types. Clients may also choose to restrict
investment in specific asset classes or groups of investments for environmental, social, governance, or other
reasons. Post currently does not offer any non‐discretionary asset management, asset management
services that are not continuous or ongoing; however, if Post should choose to do so in the future, all client
documentation will clearly note such change or amendments.
As of December 31, 2023, Post managed approximately $16.737 billion in assets on a discretionary basis
and did not manager any non‐discretionary assets.